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The Financial Conduct Authority's (FCA) thematic review into due diligence practices will focus on advisers' role in the process, not that of platforms, technical specialist Rory Percival has said.

The Financial Conduct Authority (FCA) has fined Chase de Vere Independent Financial Advisers £560,000 for failures surrounding the sale of Keydata products.

The Financial Conduct Authority (FCA) is considering a number of recommendations on how financial services firms can improve the way they handle complaints, including removing a rule stating that not all gripes must be reported to it.

PA's weekly heads-up on events, people moves and other bits for professional financial advisers...

New wave: Advising consumer savvy retirees in the new pensions world

European Wealth has acquired two firms in order to boost its onshore and offshore wealth management services.

Killjoy? Why the FCA’s inducement crackdown is going too far

How to manage sequencing risk in a retirement portfolio

The Financial Conduct Authority (FCA) was born in the aftermath of a crisis, so that is all it knows, but it has laid the groundwork for making markets work well again, its chairman John-Griffith Jones is expected to say in a speech on Thursday.

Nine tips for recruiting and retaining good advisers