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Author profile

Laura Miller

Laura Miller

Professional Adviser

A journalist since 2009, Laura is in her second stint as news editor of Professional Adviser, where she has worked for a number of years. She specialises in uncovering problems in retail finance, and has reported on some of the biggest failures in the investment world, including Keydata, Arch Cru and Harlequin Property.

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Articles by Laura Miller

Regulation

FOS upholds half of all complaints

The Financial Ombudsman Service (FOS) is currently upholding about 47% of all complaints, according to the FOS' own figures.

clock 29 January 2013 •

Investment

Icesave: Icelandic government wins compensation ruling

A European court has cleared the Icelandic government of failing to guarantee minimum levels of compensation for UK and Dutch savers in the collapsed Icesave bank.

clock 29 January 2013 •

Pensions

BBC's Panorama to probe UCIS in SIPPs

BBC's Panorama programme is investigating the use of unregulated collective investment schemes (UCIS) in self-invested personal pensions (SIPPs).

clock 28 January 2013 •

Investment

Axa Wealth CEO: 2013 - the challenges and the opportunities

Axa Wealth chief executive Mike Kellard casts his eyes on the challenges and opportunities he expects 2013 will bring.

clock 28 January 2013 •

Mortgages

FSA bans mortgage broker jailed in star gambling ring

The Financial Services Authority (FSA) has banned a mortgage broker from carrying on any regulated activity on the grounds he is not a fit and proper person following his involvement in a celebrity gambling scam.

clock 28 January 2013 •

Investment

L&G appoints Simon Gadd chief risk officer; Kerrigan Procter head of annuities

Legal & General (L&G) has appointed Simon Gadd as chief risk officer, and Kerrigan Procter as managing director of the group's annuities business.

clock 28 January 2013 •

Investment

Due diligence: what you need to know to appease the FSA

Advisers need to look at the product first and the client second when they are doing due diligence to meet the "very high" standards the Financial Services Authority (FSA) expects, according to Regulatory Legal, a law firm specialising in financial services...

clock 28 January 2013 •

Economics / Markets

Tribunal upholds FSA decision to fine firm £8m for market abuse

The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Services Authority (FSA) to fine Swift Trade, a non-FSA authorised Canadian company with global operations, £8m for market abuse.

clock 28 January 2013 •

Investment

Poor SERPs advice tops complaints firm's list

Advice to opt out of state earnings-related pension schemes (SERPs) tops the list of complaints at claims management firm Open Resolution.

clock 25 January 2013 •

RDR

FSA answers IFAs' top RDR questions

The Financial Services Authority (FSA) has answered 22 of advisers' key questions about the ongoing implementation and supervision of the Retail Distribution Review (RDR).

clock 25 January 2013 •
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