Axa Wealth chief executive Mike Kellard casts his eyes on the challenges and opportunities he expects 2013 will bring.

The Financial Services Authority (FSA) has banned a mortgage broker from carrying on any regulated activity on the grounds he is not a fit and proper person following his involvement in a celebrity gambling scam.

Legal & General (L&G) has appointed Simon Gadd as chief risk officer, and Kerrigan Procter as managing director of the group's annuities business.

Advisers need to look at the product first and the client second when they are doing due diligence to meet the "very high" standards the Financial Services Authority (FSA) expects, according to Regulatory Legal, a law firm specialising in financial services...

The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Services Authority (FSA) to fine Swift Trade, a non-FSA authorised Canadian company with global operations, £8m for market abuse.

Advice to opt out of state earnings-related pension schemes (SERPs) tops the list of complaints at claims management firm Open Resolution.

The Financial Services Authority (FSA) has answered 22 of advisers' key questions about the ongoing implementation and supervision of the Retail Distribution Review (RDR).

Self-invested personal pension (SIPP) provider Dentons has revealed some of the investments it has turned down in the last 12 months.

The Financial Services Authority (FSA) has today published final notices fining and banning three individuals for engaging in market abuse.

Sheila Nicoll, director of policy at the Financial Services Authority (FSA), has announced her decision to leave the organisation when it transitions to the Financial Conduct Authority (FCA) in April this year.