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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Regulation

FSCS chief defends £3.6m marketing campaign

The chief executive of the Financial Services Compensation Scheme (FSCS) Mark Neale has defended his organisation's multi-million pound spend on marketing, saying it will help protect the industry from detrimental consumer behaviour.

clock 21 February 2014 •

Regulation

MiFID II forces firms to disclose total investment cost to clients

The passing of the revised Markets in Financial Instruments Directive (MiFID II) into law has made it compulsory for UK investment firms to disclose the total cost of their investments to their clients.

clock 20 February 2014 •

Regulation

Ex-Tenet director in talks with broker over long-stop alternative cover

Ex-Tenet director Geoffrey Clarkson and broker Marsh UK are in talks about putting together a solution that would free advisers from their life long consumer complaint liabilities.

clock 20 February 2014 •

Your profession

Industry calls for better tools to beat 'reckless conservatism' among savers

Industry players have called for better solutions from fund managers to help advisers focus their clients' attention on meeting their long-term saving goals, even in the face of life-changing events.

clock 19 February 2014 •

Tax Planning

Clients' VCT interest piqued but suitability questions remain

Do advisers think VCTs are a suitable option for their clients?

clock 19 February 2014 •

Regulation

FCA board 'concerned' about its staff's rush to exit; mulls review into decision making

The executive board of the Financial Conduct Authority (FCA) is concerned about the rate at which its staff leave the organisation, and is also considering an independent review into its decision making processes, minutes of its latest meeting have revealed....

clock 18 February 2014 •

Wrap/platforms

Tomorrow's world: What will mass-market advice look like in 25 years?

How will mass-market advice be delivered in 25 years?

clock 18 February 2014 •

Pensions

Liberty SIPP: High earners risk sleepwalking into a lifetime allowance tax trap

The reduced lifetime allowance for pension contributions will take ordinary savers by surprise, research by self-invested personal pension (SIPP) provider Liberty SIPP has predicted.

clock 18 February 2014 •

Regulation

APFA asks for clarity on Money Advice Service success measures

The Association of Professional Financial Advisers (APFA) has asked for the Money Advice Service (MAS) to evaluate its effectiveness in changing consumer behaviour and to publish its findings within one year.

clock 18 February 2014 •

Regulation

'Unauthorised' investment scheme appeals court verdict

At least one of the two 'alternative' investment schemes declared unlawful by the High Court in a case filed by the Financial Conduct Authority (FCA), has been cleared to appeal the decision.

clock 18 February 2014 •
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