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Author profile

Carmen Reichman

Carmen Reichman

Carmen joined Professional Adviser in May 2013 following a brief stint on a private equity title. She specialises in regulation, and covers the networks and nationals patch.

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Articles by Carmen Reichman

Regulation

FCA wins High Court case against 'unlawful' investments

The Financial Conduct Authority (FCA) has won its battle against two unauthorised investment schemes after the High Court ruled they were to be classed as collectives and therefore must be regulated.

clock 17 February 2014 •

Equities

Octopus launches tax planning site for advisers

Venture capitalist Octopus Investments has launched a tax planning microsite for advisers to help address clients' needs in the run up to tax year end.

clock 17 February 2014 •

Your profession

This week's Movers & Shakers (17-21 Feb)

MOVERS & SHAKERS

clock 17 February 2014 •

Regulation

FSCS issues £540k PR contract offer

The Financial Services Compensation Scheme (FSCS) has put a £360,000 - £540,000 contract to tender, which will cover the scheme's external PR activity over the coming two years.

clock 17 February 2014 •

Regulation

The curious case of Benjamin Wilson: How an IFA uncovered a multi-million pound trading scandal

How an IFA uncovered a multi-million pound trading scandal

clock 14 February 2014 •

Regulation

Rogue 'maestro' trader sentenced to seven years in prison

A scam artist who tricked investors into believing he was a trading genius was today sentenced to seven years in prison at Southwark Crown Court.

clock 14 February 2014 •

RDR

Appeals court rules FOS compensation is final

Claimants can not accept a compensation ruling from the Financial Ombudsman Service (FOS) and later claim for more in the courts, a landmark Court of Appeal ruling has decided.

clock 14 February 2014 •

Your profession

Zurich Life's bond business hit by RDR

Zurich Life has blamed a drop in its bond business on the impact of the Retail Distribution Review (RDR) - as it reveals a 42% fall in operating profits.

clock 13 February 2014 •

Regulation

FCA fines insurance intermediary £30m for catalogue of errors

The Financial Conduct Authority (FCA) has fined insurance intermediary HomeServe Membership Limited (HML) £30.6m for breaching a series of principles including incentivising sales over quality .

clock 13 February 2014 •

Regulation

Arch's Farrell attacks 'highly misleading' claimants in £150m High Court battle

Arch Financial Products chief executive Robin Farrell has accused the funds' new manager of giving misleading statements in court, while protesting his own previously disputed honesty.

clock 13 February 2014 •
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