UCIS
Property Investment
Joe McTaggart, managing director of asset management company Walls & Futures, on why residential property is seldom invited to the asset allocation ball...
17 November 2011
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Alternative Investments
Independent advisers who deal compliantly in complex products such as unregulated collective investment schemes (UCIS) should charge a premium for the service from 2013, Threesixty's Tony Bray has said.
15 November 2011
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uncategorised
The Financial Services Authority (FSA) has revealed the poor practices it found during a review of SIPP providers.
02 November 2011
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Regulation
The FSA is under pressure from advisers to explain how they can become better qualified to recommend unregulated collective investment schemes (UCIS), and avoid falling foul of the regulator's rules on their use.
13 October 2011
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uncategorised
SIPP provider Curtis Banks has published a list of the investments it is least likely to accept into its pensions.
10 October 2011
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uncategorised
SIPP providers have increased their level of screening for poor or unsuitable investments within their schemes.
04 October 2011
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Regulation
The Financial Services Authority (FSA) has taken enforcement action against two directors of Perspective Financial Management for failures in relation to the promotion of unregulated collective investment schemes (UCIS).
21 September 2011
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Specialist
The Financial Services Authority (FSA) has fined an independent financial adviser £16,000 after his firm gave unsuitable advice on unregulated collective investment schemes (UCIS) and flouted rules related to who the schemes can be promoted to.
21 September 2011
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TCF
The Financial Services Authority (FSA) has fined Peterborough-based Rockingham Independent £35,000 and imposed partial bans on its directors and an adviser for exposing retirees to unsuitable advice.
15 September 2011
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