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UCIS

Equities

UCIS providers fight back

Alistair Mawdsley, managing director of Connaught Asset Management, explains what the FSA review of unregulated collective investment schemes needs to accomplish.

clock 26 January 2012 • 5 min read

Economics / Markets

FSA to reconsider promotion of UCIS

The Financial Services Authority (FSA) is to review its restrictions on the marketing of unregulated collective investment schemes (UCIS) to retail investors as a result of proposed European rules.

clock 23 January 2012 •

uncategorised

Knowledge dispels fear - the key to esoteric SIPP investment?

Fiona Murphy asks SIPP providers how the industry can restore adviser confidence in esoteric investments.

clock 18 January 2012 •

Regulation

Adviser firm Pave faces ban for UCIS mis-selling

Pave Financial Management is to have its permissions cancelled by the FSA following the mis-selling of unregulated collective investment schemes (UCIS), with two of its directors also being punished.

clock 12 January 2012 •

Your profession

Are EISs suitable for your clients?

With the average age of EIS investors falling, are more people finally waking up to the products' tax benefits?

clock 12 January 2012 •

Investment

UCIS fund ceases trading over MF Global exposure

A Channel Islands-listed fund which held "substantial" assets with failed broker MF Global UK Limited has ceased trading.

clock 09 January 2012 •

Investment

Gee: I've never seen so much mis-selling

Adviser Philippa Gee has said she has taken on more clients in the last six months who have suffered past mis-selling than she has come across at any time in her 20 year career.

clock 12 December 2011 •

Your profession

This week's news... condensed

Ten of this week's best-read stories

clock 09 December 2011 •

Investment

FSA to review sales of UCIS in 2012

The Financial Services Authority (FSA) is to conduct a review into the sale of unregulated collective investment schemes (UCIS) early next year.

clock 06 December 2011 •

Investment

EEA advisers hit out at 'reckless' FSA ruling on life settlements

Advisers with clients invested in life settlement fund EEA have branded the Financial Services Authority's (FSA) rhetoric on traded life policy investments (TPLIs) "reckless" after the fund was forced to close.

clock 01 December 2011 •
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