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Regulation

Regulatory demand drives growth in advice networks

Your profession

Regulatory demand drives growth in advice networks

Regulatory and technology challenges propel network model growth, Benchmark finds

clock 16 July 2024 • 2 min read
Consumer Duty threatens to widen advice gap by 1.5 million

Your profession

Consumer Duty threatens to widen advice gap by 1.5 million

Advisers could already have cut 600,000 clients loose, findings suggest

clock 04 July 2024 • 2 min read
Regulatory changes ranked top threat faced by asset managers

Regulation

Regulatory changes ranked top threat faced by asset managers

Regulatory changes cited the top threat by 41%, FE fundinfo finds

clock 25 June 2024 • 1 min read
FNZ chief executive: Regulation has created opportunities for us

Your profession

FNZ chief executive: Regulation has created opportunities for us

'FNZ would not exist without FCA’s consumer focus'

clock 21 June 2024 • 1 min read
Trade bodies call for chancellor to stop FCA public enforcement

Regulation

Trade bodies call for chancellor to stop FCA public enforcement

‘Proposals to publicise investigations are a worrying development’

clock 29 April 2024 • 2 min read
Advisers on 'dangerous ground' if they take tick-box regulation approach

Regulation

Advisers on 'dangerous ground' if they take tick-box regulation approach

‘They should embrace the spirit in which the regulation has been created’

clock 27 March 2024 • 1 min read
FCA enforcement to become 'assertive, proactive and intrusive'

Regulation

FCA enforcement to become 'assertive, proactive and intrusive'

‘You can expect the regulator to take robust action where needed’

clock 29 February 2024 • 2 min read
FCA quizzes 20 advice firms on Consumer Duty compliance

Your profession

FCA quizzes 20 advice firms on Consumer Duty compliance

FCA asks firms about ongoing services in response to Consumer Duty

clock 15 February 2024 • 1 min read
FCA sees interest in AI but sounds note of caution to firms

Your profession

FCA sees interest in AI but sounds note of caution to firms

The regulator says it is ‘ready to embrace artificial intelligence’

clock 09 February 2024 • 1 min read
Adviser fintech partners with Consumer Duty specialist

Regulation

Adviser fintech partners with Consumer Duty specialist

To help funds industry avoid regulatory penalties

clock 23 January 2024 • 1 min read
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