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Regulation

FCA takes civil action against Neil Woodford and W4.0 for 'operating without authorisation'

Investment

FCA takes civil action against Neil Woodford and W4.0 for 'operating without authorisation'

Accused of breaching FSMA

clock 08 June 2026 • 2 min read
FCA obtains £452,000 confiscation order in Ponzi fraud case

Regulation

FCA obtains £452,000 confiscation order in Ponzi fraud case

Confiscation order against convicted fraudster Daniel Pugh

clock 08 June 2026 • 1 min read
FCA warns Premier League clubs on unauthorised financial firm sponsorship deals

Regulation

FCA warns Premier League clubs on unauthorised financial firm sponsorship deals

'Questionable deals' could put fans’ cash at risk

clock 03 June 2026 • 3 min read
Abuse victims must not be 'blocked' from redress, group urges

Regulation

Abuse victims must not be 'blocked' from redress, group urges

In response to FCA and FOS consultation paper

clock 12 May 2026 • 3 min read
FCA receives 210 whistleblower complaints over Consumer Duty in Q1

Regulation

FCA receives 210 whistleblower complaints over Consumer Duty in Q1

Closed 265 whistleblowing cases between January and March

clock 11 May 2026 • 2 min read
Dropping annual advice reviews is 'watershed moment' – Keith Richards

Regulation

Dropping annual advice reviews is 'watershed moment' – Keith Richards

Speaking at PA360 conference in London

clock 23 April 2026 • 3 min read
FCA unveils open finance vision including 'tailored financial advice' help

Regulation

FCA unveils open finance vision including 'tailored financial advice' help

Highlights need for ‘urgent action’ by advisers, tech expert says

clock 14 April 2026 • 3 min read
FOS award limits increase for next financial year

Regulation

FOS award limits increase for next financial year

One type of complaint sees a £10,000 rise

clock 01 April 2026 • 1 min read
FCA consults on increased fees amid AI plans

Regulation

FCA consults on increased fees amid AI plans

Regulator proposes to raise minimum and flat fees by 1%

clock 26 March 2026 • 3 min read
Advisers warned against 'cost-saving' exercises as FCA proposes ditching annual suitability requirement

Regulation

Advisers warned against 'cost-saving' exercises as FCA proposes ditching annual suitability requirement

Changes offer an opportunity for more ‘meaningful’ advice

clock 26 March 2026 • 4 min read
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