Regulation

Helps advice firms with governance, risk and compliance challenges

Goods included silver tankards, swan candlesticks, and sterling silver salt

Despite this, advice firms are confident Consumer Duty has been met

‘It will increase the regulatory and financial burden for advice firms’

‘Advisers should be aiming to go above and beyond these labels’  

A revised scheme will apply from 1 November 2023

Integellus Financial Services can no longer carry out regulated activities

Ryan Medlock, Senior Investment Development Manager at Royal London, explains why some advice firms may be co-manufacturers under the Consumer Duty, and what this could mean for them.

Advisers in ‘difficult and challenging environment’ due to regulation

Bank of England governor stressed concerns around money-market funds