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FSA

Your profession

Should you be considering model portfolios?

John Porteous, head of distribution at Macquarie, discusses the benefits of model portfolios.

clock 09 September 2010 •

uncategorised

Annuities put to the test drive

The myths and the facts surrounding annuities as an investment model

clock 09 September 2010 •

Your profession

FSA fines Goldmans £17.5m

Goldman Sachs has agreed to pay a fine of £17.5m to the FSA after failing to disclose trader Fabrice Tourre was under fraud investigation by the US Securities & Exchange Commission.

clock 09 September 2010 •

Your profession

FSA clarifies thinking on using panels post RDR

The man leading the FSA's RDR team today said firms will need to demonstrate to the regulator they are "constantly reviewing and refreshing" the products on their panels.

clock 08 September 2010 •

Wrap/platforms

How can you check you have the right platform?

With so many platforms to choose from and new entrants set to join the industry, how can advisers make sure they pick the right proposition for their clients? Maria Merricks investigates.

clock 08 September 2010 •

Wrap/platforms

Where do you stand on the great platform debate?

Will Roberts examines the main points of contention and asks if platforms will have enough time to adapt to the new rules before the RDR deadline at the end of 2012?

clock 08 September 2010 •

Regulation

FSA must learn from Indian rebate fiasco - Fidelity

Banning fund manager rebates runs the risk of creating "regulatory arbitrage" on a similar scale to that seen in the Indian market, warns Fidelity.

clock 08 September 2010 •

Regulation

FSA enforcement chief Cole promoted to board

Margaret Cole, FSA director of enforcement and financial crime, has been appointed to the FSA board.

clock 07 September 2010 •

Your profession

Departing AIFA boss blasts industry in-fighting

Outgoing AIFA director general Chris Cummings has lambasted in-fighting as the industry's "weakness".

clock 03 September 2010 •

Wrap/platforms

FSA repeats call for firms to improve platforms due diligence

The FSA today said adviser firms' approach to platform systems and controls continues to be a " particular area of concern" as AIFA launched a platforms due diligence guide for members.

clock 02 September 2010 •
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