professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FSA

Your profession

FSA warns new Euro regulator 'don't interfere in UK'

Lord Turner, chairman of the FSA, said it was "vitally important" European financial supervisors did not intervene directly in the running of individual markets.

clock 17 September 2010 •

Your profession

FSA strips five firms' permissions over RMAR

The FSA has stripped five firms of their permissions to trade after they failed to submit Retail Mediation Activities Returns (RMARs).

clock 17 September 2010 •

Your profession

How to prove to a client they need advice

People who need financial advice don't often seek it but, as IFA Angela Wise of WH Ireland explains, there are ways to get the message across.

clock 16 September 2010 •

Investment

MPs hold FSA talks over Keydata payouts

Four MPs from Norfolk have pledged to get justice for investors with money caught up in failed investment firm Keydata.

clock 16 September 2010 •

Your profession

Why your trading status matters

Which is best: sole trader, limited company or the 'third way'?

clock 16 September 2010 •

Your profession

Comment: 'Restricted' views fuelling advice confusion

Some view the FSA's 'restricted' label as the new name for tied or multi-tied advice. They're wrong, says Tenet distribution and development director Keith Richards.

clock 15 September 2010 •

Your profession

Why the FSA might welcome the Openwork / 2plan deal

Scott Sinclair says Openwork's acquisition of 2plan Wealth Management could be music to the ears of the regulator

clock 15 September 2010 •

Regulation

Insider dealing arrest following FSA investigation

City police have arrested a 64-year-old man as part of an insider dealing investigation.

clock 10 September 2010 •

Your profession

FSA delays consultation on data collection

An FSA consultation paper detailing how it intends to collect data from firms as part of its pre- and post-RDR supervisory agenda has been delayed until Q1 next year.

clock 10 September 2010 •

Your profession

Finance portal promises to "revolutionise" adviser fact-finding

A financial aggregation service claiming to herald a "revolution" in client data-gathering has launched amid a surge of FSA fines for failing to comply with the "know your client" rule.

clock 09 September 2010 •
223224225
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fsa