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FSA

Regulation

SimplyBiz: More firms exiting networks

Support services provider SimplyBiz is unveiling extra compliance support to aid the increasing numbers of firms and advisers it expects to leave networks in the run up to RDR.

clock 14 March 2011 •

Regulation

Call for FSA report on Icelandic bank collapse

The former chief executive of Singer & Friedlander, the City investment bank bought by Kaupthing, has called for the FSA to publish a report into the Icelandic banks' collapse.

clock 14 March 2011 •

Your profession

Ex-HBOS bosses knew about £1bn fraud threat - sources

An alleged £1bn HBOS corporate fraud was known to former directors of the state-rescued bank, but they failed to act on the information, according to sources close to police investigators.

clock 14 March 2011 •

Your profession

Seven days of news that rocked finance

A natural disaster, national outrage and a slanging match in Parliament between the FSA and MPs. Seven days is a long time in finance.

clock 11 March 2011 •

Your profession

This week's movers and shakers

Otto Thoresen made a career change this week but who else is moving on?

clock 11 March 2011 •

Investment General

Top tips to advising on UCIS

David Ingram, director of threesixty Services, explains how to advise on unregulated collective investment schemes in a compliant fashion.

clock 11 March 2011 •

Regulation

Sants pressures King to go easy on the banks

FSA chief executive Hector Sants is thought to be uncomfortable with Governor Mervyn King's hardline stance on the banking system which helped hurl Britain into recesssion.

clock 11 March 2011 •

PMI

OFT will not examine PMI provider transparency

The Office of Fair Trading (OFT) has confirmed that it will investigate the restrictions placed on practicing consultants by private medical insurers (PMIs) and healthcare providers.

clock 10 March 2011 •

Your profession

Blog FSA v TSC: Grilled, but Teflon protected

So the TSC has quizzed the FSA on the RDR and the FSA stood firm under fire. As the dust settles, what are the take-outs for Training and Competence (T&C) Schemes?

clock 10 March 2011 •

Regulation

FSA forced to pay up for late night enforcement action

The FSA has been forced to unconditionally apologise and pay compensation to a complainant after enforcement documents were delivered to her house after 9pm as part of a a case against her husband.

clock 10 March 2011 •
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