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FSA

Your profession

FSA v TSC: Four things we learned

Last week’s Treasury Select Committee hearing on RDR largely covered old ground. But these debates always teach you something new about the regulator...

clock 17 March 2011 •

Wrap/platforms

How can platforms help advisers on RDR?

Zurich UK Life's Matt Connell and Richard Howells discuss how platforms will help advisers in their quest to be RDR ready.

clock 17 March 2011 •

Wrap/platforms

Blog: What you need to know about your platform

Shaun Sandiford, distribution director at AXA Elevate, takes a closer look at the FSA Investment Suitability Report and what advisers need to know from their platform

clock 17 March 2011 •

uncategorised

Advisers warned to keep GPP charging structures simple

Advisers are being urged to keep charging structures on corporate pension schemes simple so employers and members can understand them.

clock 16 March 2011 •

Regulation

Sovereign IFA buys up exiting peers

Bristol-based advice firm Sovereign IFA is buying up the business of small IFAs who are looking to exit the industry as the RDR comes into full effect.

clock 16 March 2011 •

Investment

Mint to settle £2.6m Integrity GTEP claim

Mint Financial is about to settle a £2.6m compensation bill for giving poor advice on Integrity Maximiser geared traded endowment policies (GTEPs), IFAonline understands.

clock 16 March 2011 •

Your profession

FX broker fined £86k for failing to protect client money

The FSA has today fined ActivTrades Plc, a foreign exchange broker, £85,750 for failing to protect clients' assets adequately.

clock 15 March 2011 •

Your profession

FSA rejects West Brom BS revolt attempt

A request to obtain the contact details of West Bromwich Building Society members with a view to taking action against the board has been rejected by the FSA.

clock 15 March 2011 •

Mortgages

Reckless lending 'caused 17,000 repossessions'

Proposals in the Mortgage Market Review (MMR) could have prevented more than 17,000 people from having their homes repossessed due to irresponsible lending, housing charity Shelter claims.

clock 15 March 2011 •

Regulation

Future regulation plans are industry's 'worst nightmare'

The proposed new regulatory structure is the industry's "worst nightmare", according to a respected regulation and insurance lawyer.

clock 14 March 2011 •
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