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FSA

RDR

How to fill the gap

Julie Hepworth, group regulatory manager at Perspective Financial Group, offers tips on how to complete your ‘gap-fill' obligations.

clock 10 March 2011 •

RDR

How is RDR affecting the value of your business?

Stephen Hagues, managing director of business brokers Retiring IFA, assesses whether now is the time to sell your firm.

clock 10 March 2011 •

Your profession

AIFA: FSCS should isolate 'second activity' intermediaries

AIFA will propose a split in the FSCS sub-class for investment intermediaries, in a bid to separate out firms where intermediation is only a "secondary activity" and not their main business.

clock 10 March 2011 •

Your profession

Editor's blog: Victory for Canary Wharf machine over individual IFAs

The truly horrifying and calculating way the FSA considers the livelihoods of individual advisers was revealed in its true colours today at the Treasury Select Committee hearing.

clock 09 March 2011 •

RDR

Sants: FSA 'not anti-small firm'

FSA chief executive Hector Sants has insisted the regulator does not have an agenda against small firms.

clock 09 March 2011 •

RDR

TSC v FSA: No Level 6 hike post-RDR, FSA says

FSA bosses have assured MPs they have no current plans to raise qualification requirements above level 4 after the RDR deadline.

clock 09 March 2011 •

Your profession

TSC vs FSA: Sants apologises for IFA exit comment

FSA chief executive Hector Sants has said he did not mean to cause offence when he said it was acceptable for 20% of IFAs to leave the industry due to the RDR, but maintains the exits will not harm consumers.

clock 09 March 2011 •

Your profession

TCS v FSA: As it happened

In the round, levels of capacity and ageism. We go step by step through the TSC's grilling of the FSA on the RDR.

clock 09 March 2011 •

RDR

Timeline: How the politicians woke up to RDR

It took a while, but the past six months have seen politicians in Westminster finally take note of RDR and the way it may impact advisers and consumers.

clock 09 March 2011 •

Regulation

FSCS: No funding model will ever be perfect

The FSCS has admitted flaws in its funding model in the wake of industry outrage over the interim levy.

clock 09 March 2011 •
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