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FSA

Protection

Planet Insurance - HM Treasury and FSA on product regulation - what gives?

First HM Treasury consults on simple products, then the FSA on product regulation - what gives?

clock 08 March 2011 •

Mortgages

IMLA Blog: Why the FSA deserves praise

Brokers should welcome CP10/28 for addressing important issues

clock 08 March 2011 •

uncategorised

IFAs still switching pensions despite FSA crackdown fears

Over a fifth of IFAs still switch personal pensions for clients despite fears of heavy-handed FSA anti-churn measures.

clock 08 March 2011 •

uncategorised

Bamford warns ECJ ruling may drive pension churn

The ECJ's ban on gender-based insurance pricing may encourage more pension churning when combined with the effects of the RDR, Martin Bamford warns.

clock 07 March 2011 •

RDR

Garnier: Only FSA can change RDR

Mark Garnier has insisted only the FSA can change the course of RDR, despite the interventions of politicians and ministers.

clock 07 March 2011 •

RDR

CII launches £2K non-exam route to Level 4

Advisers must pass a one-day 'professional discussion' on four case studies and a technical interview to reach QCF Level 4 via the CII's alternative route, launched today.

clock 07 March 2011 •

ETFs

ETFs and the leverage conundrum

Leverage is like Marmite in the world of ETFs - you either love it or you hate it. Recent figures from Barclays Stockbrokers show leveraged long and short ETFs featuring in the top 10 most popular purchases by retail investors, with a ‘super short' FTSE...

clock 07 March 2011 •

Your profession

IFA 20-year claim case reinvigorates long-stop campaign

Adviser Alliance is steaming ahead with plans to launch a judicial review into the lack of a long-stop after an IFA lost a case relating to a 20-year claim.

clock 04 March 2011 •

Industry

Sants: MMR framework due autumn 2011

FSA chief executive Hector Sants has revealed that the regulator will publish its proposed framework for the Mortgage Market Review (MMR) in autumn 2011, with no rule changes due before 2012.

clock 03 March 2011 •

RDR

IFAs fear Ali-Liston repeat in FSA v TSC face-off

The FSA's top brass is primed for a final face-off with the Treasury Select Committee (TSC) on the RDR next week, and advisers want MPs to hit the regulator with its fiercest interrogation yet.

clock 03 March 2011 •
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