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Financial Conduct Authority

FCA CEO flags 'uphill battle' on financial inclusion

Regulation

FCA CEO flags 'uphill battle' on financial inclusion

UK’s advice and guidance market ‘does not work well’

clock 20 September 2024 • 2 min read
Wealth manager goes into liquidation as FSCS opens claims

Companies

Wealth manager goes into liquidation as FSCS opens claims

City & Merchant went into liquidation on 11 September

clock 16 September 2024 • 1 min read
Advisers warned 22% of clients could be vulnerable

Your profession

Advisers warned 22% of clients could be vulnerable

Vulnerability support said to be a key advice hurdle

clock 11 September 2024 • 2 min read
SDR changes: What next for financial advisers?

Green

SDR changes: What next for financial advisers?

‘Improved transparency should put impact investing back on the agenda’

clock 10 September 2024 • 7 min read
Four individuals face FCA ban and fine over pension transfer advice

Companies

Four individuals face FCA ban and fine over pension transfer advice

Regulator seeks collective £590,544 fine over ‘reckless disregard’

clock 09 September 2024 • 2 min read
FCA sets out improvement areas for AR oversight

Regulation

FCA sets out improvement areas for AR oversight

Regulator slams some principal firms for taking ‘bare minimum’ approach

clock 09 September 2024 • 3 min read
FCA operating costs of £761m spiked again last year

Regulation

FCA operating costs of £761m spiked again last year

Tech investment contributes to £44.8m deficit while fee income increases

clock 06 September 2024 • 2 min read
Why acquitted ex-Barclays Wealth boss still faced FCA CEO ban

Companies

Why acquitted ex-Barclays Wealth boss still faced FCA CEO ban

Thomas Kalaris was cleared of fraud charges in 2020

clock 29 August 2024 • 6 min read
FCA protection probe: Industry warned against knee-jerk reaction

Protection

FCA protection probe: Industry warned against knee-jerk reaction

FCA probe welcomed by industry

clock 28 August 2024 • 3 min read
FCA approaching protection probe with 'open mind'

Protection

FCA approaching protection probe with 'open mind'

Regulator has laid out a broad remit for investigation

clock 28 August 2024 • 2 min read
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