Private Intermittent Securities and Capital Exchange System Sandbox established
Firm eyes FCA approval to roll out low-cost, evidence-based fund aligned with adviser demand
Faced charges for £1.2m investment fraud in 2023
Move brings regulatory expertise in-house to strengthen AI-backed suitability tools for advisers
Macfarlanes warns advice firms to prioritise misconduct and whistleblowing frameworks
‘We will go harder and faster’ to drive ‘good growth’
Leeds and London advice firms face claims
Aims to build confidence in the sector
A ‘broader stepping stone’ to fully fledged advice
'The rule is particularly misaligned with client expectations'