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FCA

FCA urges financial services to help shape regulation as AI and crypto reshape markets

Your profession

FCA urges financial services to help shape regulation as AI and crypto reshape markets

Market oversight director Dominic Holland calls on firms to contribute to futureproofing regulatory frameworks

clock 27 May 2025 • 1 min read
Professional Adviser TV: FOS inaction and claims culture 'draining' advice industry

Your profession

Professional Adviser TV: FOS inaction and claims culture 'draining' advice industry

Rosemount CEO Ahmed Bawa speaks on PA TV’s Advice Lens about his open letter to Treasury

clock 23 May 2025 • 4 min read
Wealth management firm hit with FCA restrictions

Regulation

Wealth management firm hit with FCA restrictions

In response to ‘significant concerns’

clock 22 May 2025 • 2 min read
'Guilty until proven otherwise' culture at FOS risks adviser confidence

Your profession

'Guilty until proven otherwise' culture at FOS risks adviser confidence

Networks say FOS complaints system is riddled with loopholes and call for structural reform

clock 21 May 2025 • 2 min read
AI on trial: FCA's Live Testing opens new path for advisers

Your profession

AI on trial: FCA's Live Testing opens new path for advisers

Offering regulated firms a controlled space to trial advanced technologies

clock 21 May 2025 • 7 min read
FCA: 49% of UK adults financially vulnerable

Regulation

FCA: 49% of UK adults financially vulnerable

FCA Financial Lives 2024 survey

clock 19 May 2025 • 3 min read
FCA lifts oversight restriction on advice network 2plan after review

Companies

FCA lifts oversight restriction on advice network 2plan after review

Regains regulatory approval to expand after 2024 growth concerns

clock 19 May 2025 • 1 min read
Behind the advice: The hidden mental health struggles of financial advisers

Your profession

Behind the advice: The hidden mental health struggles of financial advisers

As Mental Health Awareness Week spotlights wellbeing across industries, advisers speak out

clock 16 May 2025 • 7 min read
'Worrying' FCA findings flag lack of retirement preparation and pension savings

Your profession

'Worrying' FCA findings flag lack of retirement preparation and pension savings

Fewer than 9% of people tapped into financial advice in previous 12 months

clock 16 May 2025 • 4 min read
FCA private messaging crackdown not expected to expand to wealth management

Regulation

FCA private messaging crackdown not expected to expand to wealth management

Response to a Freedom of Information request

clock 15 May 2025 • 1 min read
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