FCA

Judge orders mental health assessment ahead of sentencing next month

Calls for more earlier identification of vulnerabilities

Regulator removes more data returns

480 victims defrauded

To launch later this year

Initially covers UCITS funds issued in most EU and EEA member states

‘We need AI and people working together’

‘Getting these issues right is not just about avoiding regulatory action or tribunal claims’

Industry awaits final details of the FCA’s proposals

Regulator warns slow pension transfers risk harming client outcomes