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FCA

FCA scolds 'poor' ESG benchmark providers for 'widespread failing' risk

Green

FCA scolds 'poor' ESG benchmark providers for 'widespread failing' risk

Dear CEO letter outlines the regulator's ESG concerns

clock 21 March 2023 • 2 min read
FSCS outs two firms it is investigating over British Steel transfers

Pensions

FSCS outs two firms it is investigating over British Steel transfers

Green Gem Financial and Wealthmasters Financial Management

clock 15 March 2023 • 1 min read
What advisers should know about FCA rules and ESG disputes

Regulation

What advisers should know about FCA rules and ESG disputes

'Regulatory scrutiny will increase and become more difficult to avoid'

clock 14 March 2023 • 4 min read
Understanding Consumer Duty and client vulnerabilities

Consumer Duty

Understanding Consumer Duty and client vulnerabilities

Distinguishing between vulnerabilities and vulnerable circumstances

clock 14 March 2023 • 4 min read
The potential Consumer Duty identity crisis for advice firms

Consumer Duty

The potential Consumer Duty identity crisis for advice firms

Manufacturer or distributor? Advice firms must assess thier status

clock 13 March 2023 • 4 min read
Schroders to launch UK's first LTAF following FCA approval

Investment

Schroders to launch UK's first LTAF following FCA approval

The Financial Conduct Authority (FCA) has authorised Schroders Capital to launch the first long term asset fund (LTAF).

clock 10 March 2023 • 2 min read
Will investors pay to switch out of greenwashed funds?

Your profession

Will investors pay to switch out of greenwashed funds?

MPs demand answers from FCA on greenwashed funds

clock 09 March 2023 • 3 min read
How female financial advisers overcome gender barriers

Your profession

How female financial advisers overcome gender barriers

Advisers share views on International Women’s Day 2023

clock 08 March 2023 • 8 min read
Call to take advised business out of the post-PRIIPs product regime

Regulation

Call to take advised business out of the post-PRIIPs product regime

PIMFA's six-point plan to reform post-PRIIPs disclosure requirements

clock 07 March 2023 • 2 min read
Does financial services face 2023 'regulatory aftershock'?

Regulation

Does financial services face 2023 'regulatory aftershock'?

'An almost never-ending smorgasbord of deadlines'

clock 07 March 2023 • 5 min read
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