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FCA

SIF 2023: FCA reveals 'crucial' ESG ratings code 'very close'

Green

SIF 2023: FCA reveals 'crucial' ESG ratings code 'very close'

FCA's Mark Manning made the announcement at SIF 2023

clock 14 June 2023 • 2 min read
FCA grills advisers on decumulation with 87-question survey

Regulation

FCA grills advisers on decumulation with 87-question survey

Part of thematic review into retirement income advice

clock 13 June 2023 • 2 min read
FCA clamps down on marketing of cryptoassets

Regulation

FCA clamps down on marketing of cryptoassets

Includes a 24-hour cooling-off period for first time investors

clock 08 June 2023 • 4 min read
Why wealth won't insulate against financial vulnerability

Consumer Duty

Why wealth won't insulate against financial vulnerability

Health events, life events, resilience and capability

clock 08 June 2023 • 4 min read
Consumer Duty-related costs to be permanent for advice firms

Your profession

Consumer Duty-related costs to be permanent for advice firms

Costs arising from the new regulation may have lasting impact on firms

clock 05 June 2023 • 1 min read
Consumer Duty could fall short in promise to attract new clients

Your profession

Consumer Duty could fall short in promise to attract new clients

The FCA’s new regulation could widen the advice gap, John Porteous says

clock 05 June 2023 • 1 min read
FCA cracks down on three firms evading BSPS redress scheme

Your profession

FCA cracks down on three firms evading BSPS redress scheme

The regulator is ensuring fair compensation for BSPS members

clock 05 June 2023 • 1 min read
'Model behaviour' sees Quilter avoid penalty for Lighthouse/British Steel

Pensions

'Model behaviour' sees Quilter avoid penalty for Lighthouse/British Steel

Comes after Lighthouse Advisory Services was censured last month

clock 01 June 2023 • 2 min read
FCA says it handed down £216m in penalties in 2022/23

Your profession

FCA says it handed down £216m in penalties in 2022/23

FCA reveals it is investing in technology to improve investigations

clock 01 June 2023 • 1 min read
The KISS principle: Keep it simple, stochastically

Technology

The KISS principle: Keep it simple, stochastically

'Stochastic modelling is a particularly powerful tool'

clock 31 May 2023 • 5 min read
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