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FCA

How advisers are bracing for the FSCS's revised levy demand

Your profession

How advisers are bracing for the FSCS's revised levy demand

PA speaks to advisers on the impact of the FSCS revised levy demand

clock 30 May 2023 • 5 min read
FCA addresses concerns SDR labels will only benefit small niche of products

Investment

FCA addresses concerns SDR labels will only benefit small niche of products

'There is a wide spectrum of products with sustainability characteristics'

clock 30 May 2023 • 3 min read
FSCS declares Essex-based Pacific IFA failed over multiple SIPP cases

Your profession

FSCS declares Essex-based Pacific IFA failed over multiple SIPP cases

The lifeboat fund has received nine claims about Pacific IFA

clock 30 May 2023 • 1 min read
Over half of advisers 'well-prepared' for Consumer Duty

Your profession

Over half of advisers 'well-prepared' for Consumer Duty

Advisers demonstrate readiness to prioritise clients’ best interests

clock 30 May 2023 • 1 min read
Quarter of clients admit uncertainty about personal protection

Your profession

Quarter of clients admit uncertainty about personal protection

Uncertainties about protection come ahead of Consumer Duty

clock 24 May 2023 • 1 min read
FCA could make firms' ability to offer MPS 'economically unviable'

Your profession

FCA could make firms' ability to offer MPS 'economically unviable'

PIMFA raises concerns over the FCA’s proposals for sector harmonisation

clock 24 May 2023 • 1 min read
FSCS investigates two financial services firms over regulated activities

Your profession

FSCS investigates two financial services firms over regulated activities

FSCS is considering claims against one firm in London and another in Devon

clock 24 May 2023 • 1 min read
FCA urges advice firms to take collaborative action in tackling fraud

Your profession

FCA urges advice firms to take collaborative action in tackling fraud

Regulator emphasises urgency for firms to safeguard clients and combat fraud

clock 22 May 2023 • 1 min read
FCA catches firm offering compensation of £50 to BSPS victims

Regulation

FCA catches firm offering compensation of £50 to BSPS victims

Regulator has come down hard on Welsh advisory firm David Stock & Co

clock 22 May 2023 • 1 min read
Trio of senior managers at DFM get FCA warning over conduct breaches

Investment

Trio of senior managers at DFM get FCA warning over conduct breaches

Failed to uphold integrity and due skill care and diligence principles

clock 19 May 2023 • 2 min read
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