FCA

Morningstar: FCA has 'once-in-a-generation opportunity' in SDR

Regulation

Morningstar: FCA has 'once-in-a-generation opportunity' in SDR

Sustainability Disclosure Requirements to build a 'truly cohesive' framework

clock 18 May 2023 • 3 min read
PA Retreat: Expect regulator to 'hit hard' on Consumer Duty

Consumer Duty

PA Retreat: Expect regulator to 'hit hard' on Consumer Duty

Regulator has political motivation to ensure Consumer Duty adherence

clock 17 May 2023 • 2 min read
Majority of advisers to pass on Consumer Duty costs to clients

Your profession

Majority of advisers to pass on Consumer Duty costs to clients

Survey reveals concerns about the impact of Consumer Duty on fees

clock 16 May 2023 • 1 min read
Consumer Duty: Advisers anticipate client dissatisfaction

Your profession

Consumer Duty: Advisers anticipate client dissatisfaction

Advisers expect to receive a negative reception for upcoming Consumer Duty rules

clock 15 May 2023 • 1 min read
FCA censures Lighthouse after British Steel 'serious failings'

Regulation

FCA censures Lighthouse after British Steel 'serious failings'

Quilter-owned firm has paid out £23m in redress

clock 15 May 2023 • 2 min read
Consumer Duty will help attract more clients, regulator tells firms

Consumer Duty

Consumer Duty will help attract more clients, regulator tells firms

Executive director of consumers and competition speaks on upcoming rules

clock 10 May 2023 • 1 min read
FCA: 'Expect robust action' with Consumer Duty supervision

Consumer Duty

FCA: 'Expect robust action' with Consumer Duty supervision

The watchdog has issued another warning on how it will discipline firms

clock 10 May 2023 • 1 min read
Consumer Duty: FCA finds some firms do not pass fair value test

Consumer Duty

Consumer Duty: FCA finds some firms do not pass fair value test

Firms not challenging themselves enough on “uncomfortable questions”

clock 10 May 2023 • 4 min read
FCA strengthens whistleblower practices after backlash

Regulation

FCA strengthens whistleblower practices after backlash

Regulator to boost whistleblower confidence with new procedures

clock 04 May 2023 • 2 min read
Consumer Duty could force different pension contribution messaging

Pensions

Consumer Duty could force different pension contribution messaging

Is constant push to increase contributions ‘acting in good faith’?

clock 03 May 2023 • 2 min read