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FCA

FCA places numerous restrictions on Nexus IFA and Nexus IM

Regulation

FCA places numerous restrictions on Nexus IFA and Nexus IM

The firms’ director may have taken around £2m from clients

clock 02 February 2023 • 2 min read
Consumer Duty and vulnerable clients: Strategies for 2023

Consumer Duty

Consumer Duty and vulnerable clients: Strategies for 2023

How are advisers dealing with financial vulnerability in 2023?

clock 02 February 2023 • 4 min read
Unite sends FCA boss 'Dear CEO' letter over staff pay and morale

Regulation

Unite sends FCA boss 'Dear CEO' letter over staff pay and morale

FCA disputes union's figures and says headcount is growing

clock 01 February 2023 • 2 min read
FCA: Consumer Duty 'very different way of doing regulation'

Regulation

FCA: Consumer Duty 'very different way of doing regulation'

FCA wants Consumer Duty embeded within organisations

clock 01 February 2023 • 2 min read
Treasury sets out 'ambitious' plans to regulate cryptocurrency

Regulation

Treasury sets out 'ambitious' plans to regulate cryptocurrency

Treasurys says plans will create a ‘world-first regime’

clock 01 February 2023 • 2 min read
Consumer Duty is 'watershed moment' for firms, FCA warns

Consumer Duty

Consumer Duty is 'watershed moment' for firms, FCA warns

‘Looking for a fundamental change in firms’ approaches’

clock 31 January 2023 • 2 min read
FCA extends emergency BSPS asset retention rules

Regulation

FCA extends emergency BSPS asset retention rules

FCA said intervention will ensure responsible firms meet cost of redress

clock 27 January 2023 • 3 min read
FCA warns advisers over 'misleading' British Steel redress offers

Regulation

FCA warns advisers over 'misleading' British Steel redress offers

‘Wholly unacceptable and constitutes serious malpractice’

clock 26 January 2023 • 3 min read
FCA starts proceedings against five over dealing and money laundering

Regulation

FCA starts proceedings against five over dealing and money laundering

Ringleader accessed confidential information from Janus Henderson

clock 26 January 2023 • 1 min read
Industry raises concerns as regulator's SDR consultation closes

Green

Industry raises concerns as regulator's SDR consultation closes

Three categories of investment labels to be used

clock 25 January 2023 • 3 min read
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