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FCA

Advisers' legal challenge against FCA British Steel redress scheme dropped

Pensions

Advisers' legal challenge against FCA British Steel redress scheme dropped

Comes after the group vowed to take action against official compensation

clock 12 April 2023 • 1 min read
What does Consumer Duty mean for portfolio management?

Consumer Duty

What does Consumer Duty mean for portfolio management?

'Another nail in the coffin for in-house portfolios'

clock 11 April 2023 • 4 min read
FCA orders WealthTek to cease operations over 'serious' issues

Regulation

FCA orders WealthTek to cease operations over 'serious' issues

A man aged 48 has been arrested by Northumbria Police

clock 06 April 2023 • 1 min read
Four face regulator's wrath over £1.4m investment fraud

Investment

Four face regulator's wrath over £1.4m investment fraud

Raymondip Bedi, Patrick Mavanga, Nicholas Harper and Rowena Bedi

clock 05 April 2023 • 1 min read
FCA consults on fees of £94m for advisers to fork out in 2023/24

Regulation

FCA consults on fees of £94m for advisers to fork out in 2023/24

Consultation opens today as regulator publishes its latest business plan

clock 05 April 2023 • 1 min read
FCA takes data-led approach to help cut financial crime

Regulation

FCA takes data-led approach to help cut financial crime

Improved cross-organisational response to financial crime and fraud

clock 05 April 2023 • 3 min read
FCA confirms £5.3m spend on 'embedding' Consumer Duty

Consumer Duty

FCA confirms £5.3m spend on 'embedding' Consumer Duty

The regulator has released its 2023/24 business plan

clock 05 April 2023 • 2 min read
FCA slaps restrictions on Hampshire adviser who failed to follow warning

Regulation

FCA slaps restrictions on Hampshire adviser who failed to follow warning

Lisa Campbell has not complied with restrictions imposed on her firm

clock 04 April 2023 • 1 min read
FCA must improve information disclosure, commissioner says

Regulation

FCA must improve information disclosure, commissioner says

Complaint upheld despite late evidence favouring the regulator

clock 04 April 2023 • 5 min read
You've got mail: FCA watching Consumer Duty preparation

Consumer Duty

You've got mail: FCA watching Consumer Duty preparation

The FCA acknowledges that you can't do everything all at once

clock 03 April 2023 • 4 min read
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