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FCA

FCA slaps restrictions on Hampshire adviser who failed to follow warning

Regulation

FCA slaps restrictions on Hampshire adviser who failed to follow warning

Lisa Campbell has not complied with restrictions imposed on her firm

clock 04 April 2023 • 1 min read
FCA must improve information disclosure, commissioner says

Regulation

FCA must improve information disclosure, commissioner says

Complaint upheld despite late evidence favouring the regulator

clock 04 April 2023 • 5 min read
You've got mail: FCA watching Consumer Duty preparation

Consumer Duty

You've got mail: FCA watching Consumer Duty preparation

The FCA acknowledges that you can't do everything all at once

clock 03 April 2023 • 4 min read
Treasury launches consultation on ESG ratings providers

Green

Treasury launches consultation on ESG ratings providers

Move comes as part of the government's green finance strategy

clock 30 March 2023 • 4 min read
Bank of England and FCA launch consultation on SM&CR

Regulation

Bank of England and FCA launch consultation on SM&CR

Consultation is a part of the Edinburgh Reforms

clock 30 March 2023 • 2 min read
Communication 'disconnect' remains ahead of Consumer Duty

Consumer Duty

Communication 'disconnect' remains ahead of Consumer Duty

Many clients read no financial services communications at all

clock 27 March 2023 • 2 min read
Why competition in the advice arena is a good thing

Your Business

Why competition in the advice arena is a good thing

Driving innovation in the market will take time

clock 27 March 2023 • 6 min read
FCA sets out plans to streamline legal work in single department

Regulation

FCA sets out plans to streamline legal work in single department

Headed up by general counsel Stephen Braviner-Roman

clock 23 March 2023 • 1 min read
FCA restricts advice business after engagement failures

Regulation

FCA restricts advice business after engagement failures

Independently East bank accounts frozen and permissions cancelled

clock 23 March 2023 • 2 min read
Advisers share top three Consumer Duty 'significant harm' risks

Consumer Duty

Advisers share top three Consumer Duty 'significant harm' risks

‘Vital advisers agree with clients which harms are most important to avoid’

clock 23 March 2023 • 3 min read
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