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FCA

Consumer Duty: Firms encouraged to document abandoned changes

Consumer Duty

Consumer Duty: Firms encouraged to document abandoned changes

Last minute check list for advisers to consider over the next few weeks

clock 03 July 2023 • 2 min read
Fewer retirees taking regulated advice on decumulation options

Income

Fewer retirees taking regulated advice on decumulation options

Analysis of FCA product data showed drop in last five years

clock 03 July 2023 • 2 min read
Consumer Duty: Advisers and providers are 'all in this together'

Consumer Duty

Consumer Duty: Advisers and providers are 'all in this together'

'Working to help each other deliver better outcomes for customers'

clock 30 June 2023 • 4 min read
Manchester advice firm declares in default by the FSCS

Your profession

Manchester advice firm declares in default by the FSCS

The lifeboat fund received eight claims against the firm

clock 29 June 2023 • 1 min read
Top five adviser FAQs in final countdown to Consumer Duty

Consumer Duty

Top five adviser FAQs in final countdown to Consumer Duty

One month to go until Consumer Duty implementation

clock 29 June 2023 • 4 min read
Nearly a quarter of firms 'still have work to do' ahead of Consumer Duty

Your profession

Nearly a quarter of firms 'still have work to do' ahead of Consumer Duty

Retail finance providers and debt advice firms scored consistently lower than others

clock 28 June 2023 • 1 min read
Adviser who racked up £2m in British Steel DB transfer fees banned

Regulation

Adviser who racked up £2m in British Steel DB transfer fees banned

Carried out hundreds of transfers from BSPS in four months in 2017

clock 28 June 2023 • 1 min read
Regulator wraps up 30 British Steel advice firm investigations

Regulation

Regulator wraps up 30 British Steel advice firm investigations

Majority of investigated firms await final decision notices

clock 27 June 2023 • 2 min read
FCA warns firms to 'do better' to meet customer demands around culture

Your profession

FCA warns firms to 'do better' to meet customer demands around culture

Emily Shepperd says the expectations of firms are ‘evolving’

clock 27 June 2023 • 1 min read
Consumer Duty: What the latest milestone means for advisers

Consumer Duty

Consumer Duty: What the latest milestone means for advisers

Statements of target markets and the steps to take

clock 26 June 2023 • 4 min read
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