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FCA

Regulators align priorities ahead of Consumer Duty

Consumer Duty

Regulators align priorities ahead of Consumer Duty

FCA and FOS get ducks in a row before new principle introduced

clock 19 April 2023 • 2 min read
FCA, FSCS and others praise British Steel work carried out by regulators

Regulation

FCA, FSCS and others praise British Steel work carried out by regulators

BSPS fallout classed as a key ‘issue’ for structured regulatory collaboration

clock 19 April 2023 • 2 min read
Will Consumer Duty mean more support for those not taking advice?

Consumer Duty

Will Consumer Duty mean more support for those not taking advice?

Long-term plans for drawdown clients are essential

clock 14 April 2023 • 4 min read
Advisers' legal challenge against FCA British Steel redress scheme dropped

Pensions

Advisers' legal challenge against FCA British Steel redress scheme dropped

Comes after the group vowed to take action against official compensation

clock 12 April 2023 • 1 min read
What does Consumer Duty mean for portfolio management?

Consumer Duty

What does Consumer Duty mean for portfolio management?

'Another nail in the coffin for in-house portfolios'

clock 11 April 2023 • 4 min read
FCA orders WealthTek to cease operations over 'serious' issues

Regulation

FCA orders WealthTek to cease operations over 'serious' issues

A man aged 48 has been arrested by Northumbria Police

clock 06 April 2023 • 1 min read
Four face regulator's wrath over £1.4m investment fraud

Investment

Four face regulator's wrath over £1.4m investment fraud

Raymondip Bedi, Patrick Mavanga, Nicholas Harper and Rowena Bedi

clock 05 April 2023 • 1 min read
FCA consults on fees of £94m for advisers to fork out in 2023/24

Regulation

FCA consults on fees of £94m for advisers to fork out in 2023/24

Consultation opens today as regulator publishes its latest business plan

clock 05 April 2023 • 1 min read
FCA takes data-led approach to help cut financial crime

Regulation

FCA takes data-led approach to help cut financial crime

Improved cross-organisational response to financial crime and fraud

clock 05 April 2023 • 3 min read
FCA confirms £5.3m spend on 'embedding' Consumer Duty

Consumer Duty

FCA confirms £5.3m spend on 'embedding' Consumer Duty

The regulator has released its 2023/24 business plan

clock 05 April 2023 • 2 min read
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