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FCA

FCA review confirms investment pathways working 'as intended'

Regulation

FCA review confirms investment pathways working 'as intended'

No changes to initiative but industry called to better support savers

clock 12 July 2023 • 3 min read
FCA enforcement activity against firms on the decline

Your profession

FCA enforcement activity against firms on the decline

‘The FCA may be adopting a lighter regulatory touch’

clock 10 July 2023 • 2 min read
Complaint against French firm with UK operations dismissed

Your profession

Complaint against French firm with UK operations dismissed

Claims the parent of a French firm that gave poor advice operates in the UK

clock 07 July 2023 • 2 min read
FCA pushes back against ESG labelling scheme criticism

Green

FCA pushes back against ESG labelling scheme criticism

FCA's Sacha Sadan was speaking at Morningstar's conference

clock 05 July 2023 • 2 min read
FCA's Sacha Sadan reacts to criticisms of labelling scheme

Your profession

FCA's Sacha Sadan reacts to criticisms of labelling scheme

The FCA has 'many powers' to stop greenwashing

clock 05 July 2023 • 3 min read
DD Hub upgrades adviser research and due diligence system

Technology

DD Hub upgrades adviser research and due diligence system

To streamline due diligence and tackle foreseeable harms

clock 05 July 2023 • 2 min read
The FOS is not perfect, but the alternatives are definitely worse

Regulation

The FOS is not perfect, but the alternatives are definitely worse

‘Peace of mind comes with a safety net, no matter how imperfect’

clock 05 July 2023 • 4 min read
FCA fines and bans British Steel adviser over unsuitable advice

Your profession

FCA fines and bans British Steel adviser over unsuitable advice

Paul Steel has been ordered to pay the FSCS £850,000 to cover compensation costs

clock 04 July 2023 • 1 min read
Advisers warned not to be 'Consumer Duty zombies'

Consumer Duty

Advisers warned not to be 'Consumer Duty zombies'

PIMFA calls on advice firms to access Consumer Duty resources

clock 04 July 2023 • 1 min read
Consumer Duty: Firms encouraged to document abandoned changes

Consumer Duty

Consumer Duty: Firms encouraged to document abandoned changes

Last minute check list for advisers to consider over the next few weeks

clock 03 July 2023 • 2 min read
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