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FCA

Consumer Duty: FCA finds some firms do not pass fair value test

Consumer Duty

Consumer Duty: FCA finds some firms do not pass fair value test

Firms not challenging themselves enough on “uncomfortable questions”

clock 10 May 2023 • 4 min read
FCA strengthens whistleblower practices after backlash

Regulation

FCA strengthens whistleblower practices after backlash

Regulator to boost whistleblower confidence with new procedures

clock 04 May 2023 • 2 min read
Consumer Duty could force different pension contribution messaging

Pensions

Consumer Duty could force different pension contribution messaging

Is constant push to increase contributions ‘acting in good faith’?

clock 03 May 2023 • 2 min read
FCA places temporary suspension on London firm with no assets

Regulation

FCA places temporary suspension on London firm with no assets

Kingsbridge Capital under scrutiny from the FCA over membership fees

clock 28 April 2023 • 1 min read
FCA's Pritchard: We need open debate about crypto risks

Regulation

FCA's Pritchard: We need open debate about crypto risks

Sarah Pritchard calls for open crypto debate about risk and regulation limits

clock 26 April 2023 • 2 min read
Consumer Duty: Getting ready for the next stages of implementation

Consumer Duty

Consumer Duty: Getting ready for the next stages of implementation

'The idea of collaboration comes in the form of knowledge sharing'

clock 25 April 2023 • 4 min read
Comentis launches 'vulnerability support framework'

Technology

Comentis launches 'vulnerability support framework'

Will assist firms with complex process of supporting at-risk clients

clock 25 April 2023 • 2 min read
FCA restricts CFS Management over client money concerns

Regulation

FCA restricts CFS Management over client money concerns

CFS must not accept any new client money or custody assets

clock 24 April 2023 • 1 min read
The Neil Woodford saga is still far from over for all involved

Investment

The Neil Woodford saga is still far from over for all involved

'There is so much left unanswered and so much caveated'

clock 21 April 2023 • 3 min read
FCA promises £235m Woodford payout as Link investigation ends

Investment

FCA promises £235m Woodford payout as Link investigation ends

FCA concluded its investigation in Link Fund Solutions

clock 20 April 2023 • 2 min read
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