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FCA

Hello and welcome to 31 July. Entering the next chapter of regulation…

Consumer Duty

Hello and welcome to 31 July. Entering the next chapter of regulation…

Consumer Duty has officially come into play after a two-year wait

clock 31 July 2023 • 4 min read
Consumer Duty: Final thoughts and ensuring ongoing compliance

Consumer Duty

Consumer Duty: Final thoughts and ensuring ongoing compliance

Reviewing the key rules and considerations on deadline day

clock 31 July 2023 • 4 min read
FCA and other regulators scrap £10k compensation cap

Regulation

FCA and other regulators scrap £10k compensation cap

A revised scheme will apply from 1 November 2023

clock 27 July 2023 • 1 min read
More women vulnerable and lacking confidence in financial services

Your profession

More women vulnerable and lacking confidence in financial services

FCA’s latest survey outlines disparities between sexes and ethnic groups

clock 26 July 2023 • 1 min read
More adults turning to IFAs with four million taking advice in 2022

Your profession

More adults turning to IFAs with four million taking advice in 2022

Three quarters of advised adults use an IFA from a financial advice firm

clock 26 July 2023 • 1 min read
LGBT+ adults lack confidence in financial services industry

Your profession

LGBT+ adults lack confidence in financial services industry

The community were twice as likely to disagree that they have confidence

clock 26 July 2023 • 2 min read
DAs more worried about Consumer Duty costs than networked peers

Your profession

DAs more worried about Consumer Duty costs than networked peers

The deadline for the Consumer Duty regulation is just one week away

clock 24 July 2023 • 2 min read
FCA exceeds three diversity targets amongst panels

Your profession

FCA exceeds three diversity targets amongst panels

The watchdog aims to make progress on diversity as ‘quickly as possible’

clock 24 July 2023 • 1 min read
Advisers slam FCA for 'unclear' and 'unhelpful' Consumer Duty attitude

Consumer Duty

Advisers slam FCA for 'unclear' and 'unhelpful' Consumer Duty attitude

Majority of IFAs think it has been ‘unclear, unresponsive and unhelpful’

clock 24 July 2023 • 1 min read
FCA intervention leads to 19% dip in appointed representatives

Your profession

FCA intervention leads to 19% dip in appointed representatives

FCA intervention leads to number of ARs declining in recent years

clock 24 July 2023 • 1 min read
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