FCA

The Financial Conduct Authority (FCA) is warning investors against three fake firms pretending to be authorised businesses.

Advice group Origen Financial Services faces a costly Financial Conduct Authority (FCA) investigation into its pension transfer advice.

The Financial Conduct Authority (FCA) has set out the criteria on which it decides whether to refer a firm to enforcement, recognising the option is "expensive and resource-intensive" and should be used with discretion.

Most customers are receiving suitable mortgage advice but some firms rely too heavily on tightly structured processes, which force their advisers to bend information to give supposedly 'suitable advice', the regulator has found.

The regulator may make changes to the approved persons system amid concerns the new 'certification regime' for bank advisers is weaker than for other financial advisers.

The Financial Conduct Authority (FCA) has recruited Jonathan Davidson as director of supervision - retail and authorisations.

Professional Adviser calls for evidence of inconsistency

Bonuses reward executives for hitting specific goals - Sheriar Bradbury asks what goals has the FCA met?

Guidance guarantee providers will be liable for redress in the event of a consumer complaint about Pension Wise, the Financial Conduct Authority (FCA) has said.

Advisers often bemoan the regulator for failing to tell them what it wants. But in the first half-year its technical specialist and all-round public face of the FCA, Rory Percival, has tackled at least six key issues. Do you really want to hear from him...