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FCA

Regulation

Blog: Why Osborne could live to regret sacking Wheatley

Will George Osborne live to regret removing the FCA chief executive?

clock 23 July 2015 •

Regulation

FCA splits advice from guidance in new complaints rules

The Financial Conduct Authority (FCA) has for the first time distinguished between advice and guidance in the way it records complaints.

clock 23 July 2015 •

Investment

FCA admits failings over Connaught redress delay

The Financial Conduct Authority (FCA) has admitted a break down in discussions led to it failing to achieve a redress deal for investors in collapsed firm Connaught, causing further delays and "serious distress" to investors.

clock 22 July 2015 •

Regulation

'Disappointed' Wheatley leaving 'unfinished business' at FCA

Outgoing Financial Conduct Authority (FCA) chief executive Martin Wheatley has said he is "disappointed" to be leaving the regulator and will leave behind a "sense of unfinished business".

clock 22 July 2015 •

Regulation

Step by step: Tackling the FCA's due diligence 'checklist'

Step by step: Tackling the FCA's due diligence checklist

clock 20 July 2015 •

Regulation

Wheatley's exit: Questions raised over FCA-Treasury relationship

Advisers and other financial services stakeholders have questioned the relationship between the Treasury and the Financial Conduct Authority (FCA) following chief executive Martin Wheatley's somewhat surprising exit from the watchdog.

clock 20 July 2015 •

Regulation

Tick box approach to social media compliance 'threatens financial firms'

Financial services firms are failing to properly monitor and record their social media activity leading to increased compliance risks, a study has found.

clock 17 July 2015 •

Regulation

Farewell, Martin Wheatley

From Hong Kong to Canary Wharf via financial Chenobyl

clock 17 July 2015 •

Regulation

Martin Wheatley's exit: Osborne says 'different leadership' needed

The chief executive of the Financial Conduct Authority (FCA) Martin Wheatley is to step down in September, the regulator announced today, because the Treasury wanted a change of leadership.

clock 17 July 2015 •

Your profession

Up, up, up: Adviser profitability, client assets and confidence all rising

Business is booming for advisers, according to a poll that signals increasing profitability and confidence in the sector two years after the rule change doomsayers said would herald its demise.

clock 17 July 2015 •
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