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FCA

FCA unveils consultation into repealing MiFID organisational requirements

Regulation

FCA unveils consultation into repealing MiFID organisational requirements

To be absorbed by regulator's handbook

clock 27 November 2024 • 1 min read
Next steps 'coming soon' for FCA's ongoing advice services review

Regulation

Next steps 'coming soon' for FCA's ongoing advice services review

Regulator ‘concerned’ that clients are paying for services that are not being delivered

clock 27 November 2024 • 2 min read
FSCS places West Yorkshire-based investment advice firm in default

Your profession

FSCS places West Yorkshire-based investment advice firm in default

FCA revoked its authorisation in September 2023

clock 26 November 2024 • 1 min read
FCA's Hulme: MPs report 'not fair representation' of regulator's work

Regulation

FCA's Hulme: MPs report 'not fair representation' of regulator's work

‘I don’t agree with the characterisation of the MPs statement’

clock 26 November 2024 • 1 min read
MPs question Financial Conduct Authority's integrity in scathing report

Regulation

MPs question Financial Conduct Authority's integrity in scathing report

'Too often fails to perform its functions to a reasonable standard'

clock 26 November 2024 • 5 min read
FCA delivers plans to regulate cryptocurrency

Your profession

FCA delivers plans to regulate cryptocurrency

Regulator releases roadmap setting out a series of consultations

clock 26 November 2024 • 4 min read
FCA: Most firms unable to meet bereavement claims performance levels

Your profession

FCA: Most firms unable to meet bereavement claims performance levels

Call for improved bereavement handling times

clock 22 November 2024 • 3 min read
More than a third of advisers have not mentioned Consumer Duty to clients

Your profession

More than a third of advisers have not mentioned Consumer Duty to clients

Only about a quarter of advisers have mentioned the regulation to clients

clock 20 November 2024 • 2 min read
FCA's Nikhil Rathi registers interest for top civil service job - reports

Regulation

FCA's Nikhil Rathi registers interest for top civil service job - reports

FCA CEO term to end next year

clock 19 November 2024 • 1 min read
A practical guide to getting ongoing reviews in order

Regulation

A practical guide to getting ongoing reviews in order

Have you considered file checks on annual review cases?

clock 19 November 2024 • 6 min read
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