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FCA

FCA fines and bans pair for 'recklessly' breaching asset requirement

Companies

FCA fines and bans pair for 'recklessly' breaching asset requirement

Craig Buchan and Martin Cooke fined around £6,000 each

clock 18 November 2024 • 2 min read
Analysis: Advice M&A continues apace as FCA review looms

Your profession

Analysis: Advice M&A continues apace as FCA review looms

Firms taking very different approaches to buying and selling

clock 18 November 2024 • 7 min read
Mansion House speech was 'an effort to shake up the sector'

Your profession

Mansion House speech was 'an effort to shake up the sector'

The start of a ‘long line of positive developments’

clock 18 November 2024 • 2 min read
FCA to consult on pensions targeted support from December

Your profession

FCA to consult on pensions targeted support from December

Consultation comes amid Advice Guidance Boundary Review

clock 15 November 2024 • 2 min read
FCA and FOS release call for input to modernise redress system

Regulation

FCA and FOS release call for input to modernise redress system

Comes after Rachel Reeves’ Mansion House speech

clock 15 November 2024 • 3 min read
Chancellor targets FOS modernisation and FCA consultation

Regulation

Chancellor targets FOS modernisation and FCA consultation

Consultation part of the advice guidance boundary review

clock 14 November 2024 • 3 min read
FCA admits there could have been better handling of name and shame proposals

Your profession

FCA admits there could have been better handling of name and shame proposals

Update on proposals due next week

clock 13 November 2024 • 3 min read
Industry reaches Consumer Duty stalemate and calls for FCA to provide further clarity on cost disclosure reforms

Consumer Duty

Industry reaches Consumer Duty stalemate and calls for FCA to provide further clarity on cost disclosure reforms

Trusts facing partial deplatforming

clock 13 November 2024 • 10 min read
Campaign group calls on chancellor to address 'trust deficit' in financial services

Your profession

Campaign group calls on chancellor to address 'trust deficit' in financial services

Ahead of Rachel Reeves’ Mansion House speech on 14 November

clock 12 November 2024 • 3 min read
Treasury expected to start hunt for next FCA CEO – reports

Regulation

Treasury expected to start hunt for next FCA CEO – reports

Process to begin in 2025

clock 11 November 2024 • 1 min read
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