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FCA

British Steel scandal 'illustrates scale of the redress problem'

Regulation

British Steel scandal 'illustrates scale of the redress problem'

FCA and FOS joint call for input is ‘necessary’

clock 06 December 2024 • 4 min read
FCA funding a perennial 'issue'

Regulation

FCA funding a perennial 'issue'

Needs ‘more professional consideration’

clock 05 December 2024 • 2 min read
Failed WealthTek clients face reduction in costs contribution to £15,145

Companies

Failed WealthTek clients face reduction in costs contribution to £15,145

120 clients yet to engage in process to get assets returned

clock 04 December 2024 • 2 min read
Consumer Duty Alliance launches tool to help advisers 'stay ahead of FCA'

Regulation

Consumer Duty Alliance launches tool to help advisers 'stay ahead of FCA'

Following calls from members looking to further evidence assessment

clock 04 December 2024 • 2 min read
FCA has 'near impossible' job to balance growth and consumer protection

Regulation

FCA has 'near impossible' job to balance growth and consumer protection

Treasury Committee hearing focused on role of FCA

clock 04 December 2024 • 3 min read
FCA warns about unregulated advice firm

Companies

FCA warns about unregulated advice firm

Regulator says consumers should avoid Pinnaclewealth-advirsors.pro

clock 03 December 2024 • 1 min read
Deputy Editor's view: Naming and shaming – a busy week for the FCA

Regulation

Deputy Editor's view: Naming and shaming – a busy week for the FCA

The deputy editor's Friday Night Takeaway from 15 November

clock 02 December 2024 • 2 min read
FCA fines adviser £1.4m over unsuitable DB pension transfers

Regulation

FCA fines adviser £1.4m over unsuitable DB pension transfers

Philip Pryke exposed clients to ‘significant’ risk of financial detriment

clock 29 November 2024 • 2 min read
Andrew Goodwin: Why we all need to rethink consolidation

Regulation

Andrew Goodwin: Why we all need to rethink consolidation

FCA's consolidation review a 'wake-up call' for sellers and buyers alike

clock 29 November 2024 • 4 min read
FCA softens enforcement approach following backlash

Your profession

FCA softens enforcement approach following backlash

Final decision in Q1 2025

clock 28 November 2024 • 2 min read
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