FCA

Regulator to open Leeds office in September with 100 jobs

Regulation

Regulator to open Leeds office in September with 100 jobs

Queen Street base

clock 02 August 2022 • 1 min read
FCA cracks down on high-risk investment adverts

Regulation

FCA cracks down on high-risk investment adverts

Stronger rules

clock 01 August 2022 • 3 min read
Hartley Pensions enters administration at FCA's request

Regulation

Hartley Pensions enters administration at FCA's request

‘In the interest of clients’

clock 01 August 2022 • 3 min read
FCA's regulation of funeral plans comes into force

Regulation

FCA's regulation of funeral plans comes into force

Boosting consumer protection

clock 29 July 2022 • 2 min read
FCA rejects funeral provider's application for authorisation 

Regulation

FCA rejects funeral provider's application for authorisation 

‘Poor sales practices’ 

clock 29 July 2022 • 2 min read
FCA's Mills on adviser Consumer Duty requirements: 'Assessment is needed of that fair value exchange'

Regulation

FCA's Mills on adviser Consumer Duty requirements: 'Assessment is needed of that fair value exchange'

Value to customers

clock 27 July 2022 • 3 min read
FCA's Consumer Duty to turn platforms into gatekeepers over value for money assessments

Regulation

FCA's Consumer Duty to turn platforms into gatekeepers over value for money assessments

Requirement to ‘switch off’ funds

clock 27 July 2022 • 2 min read
'Watershed moment for financial services': FCA unveils final Consumer Duty rules to improve customer outcomes

Regulation

'Watershed moment for financial services': FCA unveils final Consumer Duty rules to improve customer outcomes

'Huge undertaking'

clock 27 July 2022 • 6 min read
'Winner is the client': Advisers react to new Consumer Duty rules

Your profession

'Winner is the client': Advisers react to new Consumer Duty rules

Importance of regular client contact

clock 27 July 2022 • 3 min read
'A focus on price at the expense of value will undermine the objectives of the Consumer Duty': Industry reacts to final rules

Regulation

'A focus on price at the expense of value will undermine the objectives of the Consumer Duty': Industry reacts to final rules

Measurable value assessments

clock 27 July 2022 • 6 min read