FCA

Treasury Committee presses FCA to conclude Woodford investigation

Regulation

Treasury Committee presses FCA to conclude Woodford investigation

‘As swift as possible’

clock 10 January 2022 • 1 min read
FCA extends 10% drop notification suspension again

Regulation

FCA extends 10% drop notification suspension again

Showing 'supervisory flexibility'

clock 21 December 2021 • 2 min read
FCA fines hit six-year high

Regulation

FCA fines hit six-year high

Due to four high value fines

clock 20 December 2021 • 1 min read
FCA issues fines to GAM and Tim Haywood over absolute return bond saga

Regulation

FCA issues fines to GAM and Tim Haywood over absolute return bond saga

Third party prevents final notices

clock 16 December 2021 • 2 min read
IFW report highlights adviser skills clients seek

Your Business

IFW report highlights adviser skills clients seek

'Client goals and dreams'

clock 14 December 2021 • 3 min read
MPs' committee supports FCA call for Online Safety Bill to cover internet ads

Regulation

MPs' committee supports FCA call for Online Safety Bill to cover internet ads

'The Wild West online'

clock 14 December 2021 • 3 min read
Woodford sounds out Middle East investors - reports

Investment

Woodford sounds out Middle East investors - reports

Spotted across the region

clock 13 December 2021 • 1 min read
FCA pension data shows 43% withdrawing at 8% rate

Pensions

FCA pension data shows 43% withdrawing at 8% rate

'A worrying trend'

clock 10 December 2021 • 2 min read
FCA acknowledges harm caused by authorising firms 'not meeting standards'

Regulation

FCA acknowledges harm caused by authorising firms 'not meeting standards'

Admits LCF a 'learning process'

clock 09 December 2021 • 3 min read
PA360 North: Advisers must beware crypto 'big bad wolf'

Your profession

PA360 North: Advisers must beware crypto 'big bad wolf'

‘Powerful forces at play’

clock 08 December 2021 • 2 min read