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FCA

£250k paid to shareholders after BSPS adviser entered liquidation - now claims at FSCS's door

Your profession

£250k paid to shareholders after BSPS adviser entered liquidation - now claims at FSCS's door

Paid £250k to shareholders after voluntary liquidation

clock 26 January 2022 • 5 min read
John Moret: Just what is my Consumer Duty?

Regulation

John Moret: Just what is my Consumer Duty?

'Time is short'

clock 26 January 2022 • 7 min read
FCA warns firms against limiting liabilities

Regulation

FCA warns firms against limiting liabilities

Consultation open until 1 March

clock 25 January 2022 • 1 min read
FCA staff to vote on strike action following regulator refusal to negotiate

Investment

FCA staff to vote on strike action following regulator refusal to negotiate

CEO Rathi dismissed concerns as ‘noise’

clock 24 January 2022 • 2 min read
Green bond guidelines most widely adopted sustainable finance tool in 'myriad' of ESG rules

Investment

Green bond guidelines most widely adopted sustainable finance tool in 'myriad' of ESG rules

Institutional Shareholder Services research

clock 24 January 2022 • 6 min read
FCA strengthens crypto investment promotion rules

Regulation

FCA strengthens crypto investment promotion rules

‘Restricted mass market investments’

clock 19 January 2022 • 2 min read
Government set to tighten rules on 'misleading' cryptoasset promotions

Regulation

Government set to tighten rules on 'misleading' cryptoasset promotions

Six month transition

clock 18 January 2022 • 1 min read
EV's latest adviser tool to streamline PII premium negotiations

Technology

EV's latest adviser tool to streamline PII premium negotiations

'Robust audit trail'

clock 13 January 2022 • 2 min read
New FCA authorisation fees come into effect on 24 January

Regulation

New FCA authorisation fees come into effect on 24 January

Advice firms to pay £2,500

clock 11 January 2022 • 2 min read
FCA to investigate lack of competition in benchmark providers

Regulation

FCA to investigate lack of competition in benchmark providers

Review of credit ratings to follow

clock 11 January 2022 • 1 min read
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