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FCA

Abrdn introduces support for advisers in preparation for Consumer Duty

Regulation

Abrdn introduces support for advisers in preparation for Consumer Duty

Free resources to cover key outcomes of the regulation

clock 20 September 2022 • 2 min read
FCA labelled 'shame of UK financial regulation' by ex-employee

Regulation

FCA labelled 'shame of UK financial regulation' by ex-employee

Taskforce suggests reforms to the FSM bill to mitigate further failures

clock 16 September 2022 • 8 min read
Ex-Woodford director's firm no longer holds FCA approval

Investment

Ex-Woodford director's firm no longer holds FCA approval

Private equity investment platform Curated Capital removed from register

clock 15 September 2022 • 1 min read
Woodford redress: 'What has the FCA been doing for three years?'

Regulation

Woodford redress: 'What has the FCA been doing for three years?'

£306m ‘nowhere near enough’

clock 14 September 2022 • 3 min read
Link will challenge £306m Woodford redress bill

Investment

Link will challenge £306m Woodford redress bill

Link 'does not agree with the FCA’s view’ on consumer redress estimate

clock 13 September 2022 • 1 min read
FCA 'likely' to seek £306m redress from Link Fund Solutions over Woodford mismanagement

Regulation

FCA 'likely' to seek £306m redress from Link Fund Solutions over Woodford mismanagement

‘Failings in managing liquidity’

clock 13 September 2022 • 1 min read
British Steel adviser firm Better Retirement Group under investigation by FSCS

Regulation

British Steel adviser firm Better Retirement Group under investigation by FSCS

FOS upheld 17 complaints

clock 08 September 2022 • 2 min read
FSCS declares another British Steel adviser firm in default

Regulation

FSCS declares another British Steel adviser firm in default

25 pension transfer claims

clock 06 September 2022 • 2 min read
There 'could be a case' for a FCA/TPR merger

Regulation

There 'could be a case' for a FCA/TPR merger

Truss may change up the City’s regulation

clock 05 September 2022 • 2 min read
£1.4bn SIPP operator Rowanmoor Personal Pensions goes bust

Regulation

£1.4bn SIPP operator Rowanmoor Personal Pensions goes bust

FOS received 123 complaints in FY22/23

clock 01 September 2022 • 3 min read
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