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Consumer Duty

Consumer Duty non-compliance fines high on advisers' radars

Your profession

Consumer Duty non-compliance fines high on advisers' radars

Reasons for missing board report include insufficient evidence

clock 31 May 2024 • 1 min read
Advisers fear Consumer Duty report deadline due to lack of evidence

Consumer Duty

Advisers fear Consumer Duty report deadline due to lack of evidence

One in twelve advisers fear that they will not meet 31 July deadline

clock 30 May 2024 • 1 min read
'Close links' between SDR and Consumer Duty for advisers

Your profession

'Close links' between SDR and Consumer Duty for advisers

‘It’s not necessarily about promoting sustainability’

clock 30 May 2024 • 1 min read
Three key areas of regulatory focus for the advice profession

Regulation

Three key areas of regulatory focus for the advice profession

'The only constant is change and this is certainly true for regulation'

clock 24 May 2024 • 5 min read
Technology helping firms avoid disparate client outcomes

Your profession

Technology helping firms avoid disparate client outcomes

Tech allows firms to demonstrate they are complying with Consumer Duty

clock 22 May 2024 • 1 min read
Model Office launches automated Consumer Duty board report

Consumer Duty

Model Office launches automated Consumer Duty board report

Comes as the 31 July deadline looms for advice firms of all sizes

clock 16 May 2024 • 1 min read
Advisers told 'show your workings' in first Consumer Duty report

Consumer Duty

Advisers told 'show your workings' in first Consumer Duty report

Consumer Duty was not a 'once and done' scenario

clock 15 May 2024 • 3 min read
Adviser guide aims to 'demystify' Consumer Duty annual reporting

Your profession

Adviser guide aims to 'demystify' Consumer Duty annual reporting

Firms to produce first annual Consumer Duty board report

clock 02 May 2024 • 1 min read
FCA capital redress expectations: The road ahead for advisers

Regulation

FCA capital redress expectations: The road ahead for advisers

What’s expected of advisers and the timelines to work to

clock 29 April 2024 • 4 min read
PA360: Framing of information to investors 'extremely pervasive'

Investment

PA360: Framing of information to investors 'extremely pervasive'

Consumer Duty states consumer biases must not be exploited

clock 25 April 2024 • 1 min read
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