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Consumer Duty

Firms call for more FCA guidance on Consumer Duty board reporting

Consumer Duty

Firms call for more FCA guidance on Consumer Duty board reporting

Adviser firms want further assistance to understand vulnerable client characteristics

clock 25 September 2024 • 2 min read
Advisers unfazed by Consumer Duty but the 'real test' looms

Your profession

Advisers unfazed by Consumer Duty but the 'real test' looms

Firms should expect greater FCA scrutiny

clock 13 September 2024 • 1 min read
Half of advisers say platform cash interest rates help to bag new clients

Wrap/platforms

Half of advisers say platform cash interest rates help to bag new clients

Consumer Duty has led platforms to improve fee communication

clock 12 September 2024 • 1 min read
MorganAsh launches client portal to disclose vulnerabilities to firms

Your profession

MorganAsh launches client portal to disclose vulnerabilities to firms

In line with Consumer Duty requirements

clock 10 September 2024 • 2 min read
Summer round-up: Banish the post-break FOMO – here's what you missed

Your profession

Summer round-up: Banish the post-break FOMO – here's what you missed

Catch up on the big financial advice talking points of the summer

clock 04 September 2024 • 4 min read
Why advisers shouldn't fear the rise of regulation

Regulation

Why advisers shouldn't fear the rise of regulation

The days of prescriptive compliance are over

clock 02 September 2024 • 4 min read
We've been 'scared' of the word advice for too long - Octopus Money CEO

Consumer Duty

We've been 'scared' of the word advice for too long - Octopus Money CEO

Ruth Handcock on Consumer Duty and advice/guidance review impact

clock 15 August 2024 • 2 min read
The crucial role of vulnerable client strategy in Consumer Duty

Consumer Duty

The crucial role of vulnerable client strategy in Consumer Duty

'Different vulnerabilities tend to be interconnected'

clock 13 August 2024 • 5 min read
From pain to positives: Why advisers need to think differently about regulation

Regulation

From pain to positives: Why advisers need to think differently about regulation

Reframing the burden of adviser regulation

clock 01 August 2024 • 5 min read
'A transformative moment': Consumer Duty one year on

Consumer Duty

'A transformative moment': Consumer Duty one year on

Advisers reflect on the regulation as it reaches its first anniversary

clock 31 July 2024 • 7 min read
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