AI to help small firms present ‘more manageable interface’ with the FCA
Helps advice firms with governance, risk and compliance challenges
One in two are now concerned with Consumer Duty in mind
Modern compliance concerns in the WhatsApp era
Financial advisers value hands-on compliance support above all else
Less than a quarter believe they are already fully compliant with the regulations
The Pensions Regulator warns people are at risk of missing contributions
Beyond April 2023 implementation
Bid to inspire positive compliance culture