professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • Topics

    Choose a topic below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Month in Review
  • Your Business
    • Recruitment
    • Platforms
    • Education
    • Technology
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • More

    Authors

    • Hope William-Smith
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Content by subject

    • Business models
    • Companies
    • Equity release
    • Income
    • Succession planning

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • Home of Family Office 

    Sister publications

    • BusinessGreen
    • COVER
    • International Investment
    • Investment Week
    • Professional Pensions
    • Sustainable Investment
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Compliance

LCP secures 'record income' of £149m in 2021/22

Compliance

LCP secures 'record income' of £149m in 2021/22

Further growth of 5%

clock 25 July 2022 • 2 min read

Adviser / Broking

IFAs must look to technology for 2012 - Aviva

The increased use of integrated technology systems and social media will be vital to the development of IFA businesses post RDR, Aviva has warned.

clock 15 December 2011 •

Compliance

When an inspector calls: How to get the most out of your compliance visit

Jason Kirk, senior compliance field manager at SimplyBiz, explains how to get the most value out of your compliance visits...

clock 06 October 2011 •

Adviser / Broking

BIBA supporting targeted regulation of insurance comparison sites

The British Insurance Brokers' Association (BIBA) is supporting targeted regulation of comparison sites.

clock 08 August 2011 •

Compliance

BIBA clarifies limitation of liability for brokers

The British Insurance Brokers' Association (BIBA) has launched a new publication to provide clarification to brokers on the issue of limitation of liability when advising clients.

clock 12 April 2010 •

Compliance

FSCS seeks creative agency for awareness campaign

The Financial Services Compensation Scheme (FSCS) is looking for a creative agency to develop an awareness-raising campaign.

clock 26 November 2009 •

Compliance

Scottish Life new business down 5%; Bright Grey up 10%

Royal London reported a mixed bag of new business results for the first nine months of 2009, with its Scottish Life pensions arm down 5% but Bright Grey sales up 10% on last year.

clock 30 October 2009 •

Compliance

Small firms employment law guide released

The Forum of Private Business (FPB) has launched a new Employment Guide.

clock 16 September 2009 •

Protection

ASA cautions British Insurance over direct mailing

Payment protection specialists British insurance have breached Advertising Standards Authority (ASA) codes with a direct mailing promoting its products.

clock 16 September 2009 •

Compliance

FSA inspections "inadequate"

Broker claims poor treatment in recent FSA assessments

clock 01 April 2009 •
123
Most read
01

Firms told they are 'too focused' on numbers rather than services

22 September 2023 • 2 min read
02

Peer-to-peer market grows as advisers seek further diversification

22 September 2023 • 4 min read
03

Advisers have an 'awful lot left to do' on Consumer Duty 'journey'

21 September 2023 • 1 min read
04

FCA cancels advice firm's permissions over £11,000 unpaid fees

21 September 2023 • 1 min read
05

Financial advisers seek certainty on pension taxation

19 September 2023 • 1 min read
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media (IP) Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR.Registered in England and Wales with company registration numbers 09177174 & 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=compliance&page type=listing page