Compliance

PMI

Each month, we ask our industry to answer one big question!

regulation

The FSA has confirmed advisers will have much greater flexibility on how they provide information to their customers on their status, the nature of their advice and how they are paid.

The FSA today says there must be greater clarity for consumers on both the price and ‘characteristics' of protection products sold by advisers and providers.

As advisers get to grips with the principles-led legislation of TCF Kristen Paech takes a look at the challenges they have to face

regulation

Regulation: FSA plans to create two-tier structure for ICOB products

The FSA is suggesting the quality of advice delivered to retail consumers is not good enough to warrant removing all prescriptive rules of the Training and Competence regime.

Ben Goh , managing director of Financial Services Compliance Ltd, considers the implications of the resignation of FSA CEO John Tiner...