Verve flags adviser hesitance over compliance switching

Launches guide

Jen Frost
clock • 2 min read

Compliance, training and paraplanning business Verve has launched a guide to help financial advisers with compliance switching, with compliance manager Maddie Delboy having cautioned that some are put off over “disruption” fears.

Verve launched a compliance switching service last September. The free guide, released today (6 February) is intended to complement this, offering guidance on key themes including on good compliance in a "post-Consumer Duty environment" and increasing regulatory confidence. The guide launch comes as Delboy warned that while many advice firms "know their compliance arrangements could be better", they avoid switching compliance service because this "feels risky or resource-intensive". "This guide is designed to demystify the process and show that, with the right preparation and support,...

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