Verve flags adviser hesitance over compliance switching

Launches guide

Jen Frost
clock • 2 min read

Compliance, training and paraplanning business Verve has launched a guide to help financial advisers with compliance switching, with compliance manager Maddie Delboy having cautioned that some are put off over “disruption” fears.

Verve launched a compliance switching service last September. The free guide, released today (6 February) is intended to complement this, offering guidance on key themes including on good compliance in a "post-Consumer Duty environment" and increasing regulatory confidence. The guide launch comes as Delboy warned that while many advice firms "know their compliance arrangements could be better", they avoid switching compliance service because this "feels risky or resource-intensive". "This guide is designed to demystify the process and show that, with the right preparation and support,...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

Consumer Duty board reports: Everybody needs a friend – especially smaller firms

Consumer Duty board reports: Everybody needs a friend – especially smaller firms

'It is easier to turn a rowing boat than an oil tanker'

Alison Gay
clock 06 March 2026 • 4 min read
FSCS declares Campbell & Associates failed after director's fraud charge

FSCS declares Campbell & Associates failed after director's fraud charge

Lisa Campbell has denied all wrongdoing, according to FCA

Jen Frost
clock 03 March 2026 • 2 min read
FCA looking at child trust funds in closed book products review

FCA looking at child trust funds in closed book products review

Publication expected this year

Jen Frost
clock 26 February 2026 • 2 min read