Verve flags adviser hesitance over compliance switching

Launches guide

Jen Frost
clock • 2 min read

Compliance, training and paraplanning business Verve has launched a guide to help financial advisers with compliance switching, with compliance manager Maddie Delboy having cautioned that some are put off over “disruption” fears.

Verve launched a compliance switching service last September. The free guide, released today (6 February) is intended to complement this, offering guidance on key themes including on good compliance in a "post-Consumer Duty environment" and increasing regulatory confidence. The guide launch comes as Delboy warned that while many advice firms "know their compliance arrangements could be better", they avoid switching compliance service because this "feels risky or resource-intensive". "This guide is designed to demystify the process and show that, with the right preparation and support,...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA crackdown leads 24 CFD firms to cease operating since 2025

FCA crackdown leads 24 CFD firms to cease operating since 2025

Misuse of authorisation

clock 25 September 2026 • 1 min read
Steve Andrews: The rewards of doing the right thing

Steve Andrews: The rewards of doing the right thing

Immanuel Kant's categorical imperative

Steve Andrews
clock 21 September 2026 • 4 min read
FCA crypto registrations more than double ahead of landmark regulatory framework

FCA crypto registrations more than double ahead of landmark regulatory framework

Majority now achieve approval

clock 21 September 2026 • 2 min read