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Regulation

RDR

Hargreaves shares leap 16% on profits boost

(Update) Shares in Hargreaves Lansdown jumped almost 16% in early trading after the company reported a significant jump in profits and hiked its dividend.

clock 01 September 2011 •

Specialist

FSA seeks IFAs' clients over 'unsuitable' UCIS advice

The FSA said it is trying to contact customers of a Leicester-based IFA as it believes they may have been mis-sold unregulated collective investment schemes (UCIS) and structured products.

clock 31 August 2011 •

RDR

Five tips to make the right technology choices

Voyant UK vice president Bob Freeman explains why the right technology partner is essential for your business.

clock 31 August 2011 •

Regulation

Blog: TSC missed the elephant in the room

Fundamental Tracker Investment Management’s managing director, Robert Davies, explains how the FSA could really help change the UK’s savings culture.

clock 31 August 2011 •

Regulation

Investigation: Banks 'mis-sold' interest rate protection

A Sky News investigation has uncovered evidence High Street banks deliberately mis-sold interest rate protection, leaving hundreds of firms struggling to meet repayments.

clock 31 August 2011 •

Regulation

FSA to apologise for conduct of 'bully' TCF assessors

The FSA has said it will apologise to a firm's compliance officer for the conduct of two treating customers fairly (TCF) assessors during a supervisory visit after an official complaint was upheld.

clock 26 August 2011 •

Regulation

FSA answers advisers' top questions on RDR

The Financial Services Authority (FSA) has listed - and answered - 11 of the more difficult questions posed by advisers during a recent Retail Distribution Review (RDR) roadshow.

clock 25 August 2011 •

Investing in the profession

RDR and qualifications: The definitive Q&A

Advisers are now largely clear on what they need to do to meet the requirements of the Retail Distribution Review (RDR) from 1 January 2013. However, there are still a few queries arising, particularly regarding less conventional scenarios. The Personal...

clock 25 August 2011 •

Regulation

Andrew Strange exits AIFA

Andrew Strange is to step down as policy director of the Association of Independent Financial Advisers (AIFA) after nearly five years at the organisation.

clock 23 August 2011 •

RDR

Start the clock: 500 days until RDR

Advisers have just 500 days to meet the requirements of the RDR - or face finding another job - before the new rules come into force on 1 January 2013.

clock 19 August 2011 • 1 min read
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