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Regulation

Regulation

Blog: How can you regulate software?

After the fall-out from the FSA’s recent platform policy paper, CWC Research’s Clive Waller warns the regulator is not concerned enough about consumer outcomes

clock 18 August 2011 •

RDR

How to keep your staff post-RDR

Lyssa Barber of specialist financial recruitment company Allemby Hunt explains the growing importance of a staff retention strategy.

clock 17 August 2011 •

RDR

Standard Life to keep commissions to 'help' advisers

Standard Life champions fee-charging advisers and will invest cash which it previously paid out as commission in the business so it can help IFAs meet customers' needs post RDR, its UK CEO Paul Matthews said.

clock 16 August 2011 •

RDR

Blog: Should providers be the ones to get rich from RDR?

Laura Miller asks who should benefit when commission is replaced by fees?

clock 16 August 2011 •

Regulation

Advisers hit out at FSA over unresolved rules

Advisers say the FSA is letting firms down by failing to rubber-stamp key rules, preventing them from planning into next year and beyond.

clock 10 August 2011 •

RDR

How to plan for the financial services revolution

Are you prepared for the major changes in distributing financial services products that will occur over the next few years?

clock 10 August 2011 •

RDR

Ad watchdog presses on with MAS 'advice' complaints

The Advertising Standards Authority (ASA) is pressing ahead with three points raised by complaints about the Money Advice Service (MAS).

clock 09 August 2011 •

RDR

Majority of IFAs back TSC call for RDR delay

The overwhelming majority of independent financial advisers (IFA) support the Treasury Select Committee's (TSC) call for a 12-month delay to the implementation of the retail distribution review (RDR).

clock 04 August 2011 •

Regulation

Blog: Did AIFA get it right on restricted advisers?

Clive Waller explains why he is backing the trade body's decision to open its doors to restricted advisers.

clock 04 August 2011 •

Regulation

Ex-IFA jailed for six years for £500k elderly client con

A former IFA has been sentenced to more than six years in jail for conning elderly clients out of £468,000.

clock 04 August 2011 •
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