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Regulation

Investing in the profession

Top tips: Managing your firm's cashflow post-RDR

Head of corporate relationships at Parmenion, Patrick Ingram, offers his tips on managing your company's cashflow under RDR.

clock 04 August 2011 •

Regulation

Why you need to know about FATCA

From June 2013, a new piece of tax regulation could have a serious impact on your business.

clock 04 August 2011 •

Regulation

FSA to sell Transaction Reporting System to LSE

The Financial Services Authority (FSA) has entered into a conditional agreement to sell the Transaction Reporting System (TRS) to the London Stock Exchange (LSE) for £15m.

clock 02 August 2011 •

Regulation

AIFA calls on FSA to re-gauge cap ad impact on small firms

The trade body for independent advisers has called on the FSA to use the extra two years it has permitted for firms to meet its capital rules to reconsider their impact on small businesses.

clock 02 August 2011 •

Regulation

FOS: 'Real challenge' with PPI still to come

The Financial Ombudsman Service (FOS) has predicted the full force of the payment protection insurance (PPI) mis-selling saga may not be felt until the second half of the financial year.

clock 02 August 2011 •

Regulation

FSA defers capital adequacy rules by two years

The Financial Services Authority (FSA) has deferred the introduction of rules requiring personal investment firms (PIFs) to hold more capital for two years to allow firms extra time to prepare.

clock 01 August 2011 •

Regulation

MAS under investigation for 'misleading' claims

The Money Advice Service (MAS) will be forced to defend claims made in its television promotions - and even the use of the word advice in its name - to the Advertising Standards Authority (ASA).

clock 29 July 2011 •

RDR

IFP and Aberdeen launch educational seminars

The Institute of Financial Planning (IFP) and Aberdeen Asset Management are to hold a series of free educational seminars for advisers, beginning with an event focusing on post-RDR remuneration models.

clock 29 July 2011 •

Regulation

FSA warns on scammers who pretend to be Sants

The Financial Services Authority (FSA) has warned firms and consumers to be vigilant for fraudsters claiming to be from the regulator.

clock 28 July 2011 •

Regulation

In his own words: Stephen Gay on AIFA changes

The Association of Independent Financial Advisers (AIFA) is to extend membership rights beyond IFAs as it adapts to upcoming regulatory changes.

clock 27 July 2011 •
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