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Regulation

Regulation

Landmark court ruling could see 'more litigious' FSA

A Supreme Court victory for the Financial Services Authority (FSA) could result in the regulator becoming more litigious, according to law firm Taylor Wessing.

clock 28 February 2013 •

Adviser tips

Armchair critic: what's in a name?

ARMCHAIR CRITIC

clock 28 February 2013 •

RDR

Fund selection in the post-RDR world

LIFE AFTER RDR

clock 28 February 2013 •

Adviser tips

Solicitor tie-ups: don't think 'referrals', think 'collaboration'

SOLICITORS

clock 28 February 2013 •

Adviser tips

Life of PI: how to find the right insurer for you

LIFE OF PI

clock 28 February 2013 •

Wrap/platforms

Delays on the platform: is the FSA set to make a U-turn?

PLATFORMS

clock 28 February 2013 •

Regulation

FCA chief rules out kitemarking products

The Financial Conduct Authority (FCA) will not seek to pre-approve products, according to CEO-designate Martin Wheatley.

clock 27 February 2013 •

Regulation

FSA warns on suitability mismatch between DFMs and advisers

The Financial Services Authority (FSA) is warning advisers to ensure their in-house risk assessments are aligned with those of any discretionary fund managers (DFMs) they use.

clock 27 February 2013 •

Regulation

Three arrested in FSA insider dealing investigation

Three men have been arrested as part of the Financial Services Authority's (FSA's) and Metropolitan Police's ongoing fight against insider dealing and market abuse.

clock 27 February 2013 •

Managed solutions

Network IN Partnership signs deal with DFM London & Capital

The On-Line Partnership Group, which owns the IN Partnership and Whitechurch networks, has signed a strategic partnership with London & Capital (L&C), making the discretionary's range of managed portfolios available to its 500 advisers.

clock 27 February 2013 •
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