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Regulation

Wrap/platforms

Law firm attacks 'shilly-shallying' FSA over platform paper delays

Delays to the Financial Services Authority's (FSA's) platform paper risks damaging the industry, according to a law firm, with life companies and self-invested personal pension (SIPP) providers most likely to benefit.

clock 05 March 2013 •

Regulation

FOS complaints double; Lloyds ranks as worst offender

The number of complaints sent to the Financial Ombudsman Service (FOS) doubled in the last six months compared to the previous half year period, with Lloyds topping the list of shame.

clock 05 March 2013 •

Regulation

SFO's ex-chief Alderman criticised over £1m of payments

The former head of the Serious Fraud Office has been heavily criticised for allegedly sanctioning almost £1m of severance payments to three departing colleagues without getting the necessary approvals.

clock 05 March 2013 •

Tax Planning

HMRC targets second home sales

HM Revenue & Customs is launching a campaign today targeting people who sold second homes without declaring any profits made to the taxman.

clock 05 March 2013 •

Regulation

Shining a light: five key proposals from today's FSA transparency paper

The Financial Services Authority (FSA) has today published a discussion paper on improving the regulator's transparency. Here we break down the five key changes the incoming Financial Conduct Authority (FCA) wants to make.

clock 04 March 2013 •

Regulation

Paradigm Partners holds back £500k for client redress

Paradigm Partners' subsidiary Paradigm Financial Advisers (PFA) has incurred liabilities of about £500,000 for known and unknown customer complaints, according to its parent company's full-year 2012 results released today.

clock 04 March 2013 •

Regulation

Regulator to keep whistleblowers better informed

The Financial Services Authority (FSA) is proposing to give more information to whistleblowers about the cases they report to the regulator.

clock 04 March 2013 •

Regulation

New regulator to boast 4,000 staff

The number of staff at the new financial services regulator will be approaching 4,000 by the time it comes into force next month.

clock 04 March 2013 •

Regulation

'Reckless' stockbroker drops appeal against FSA ban

The managing partner of a London-based stockbroker who was banned by the Financial Services Authority (FSA) for recklessness and incompetency has withdrawn his appeal against the prohibition.

clock 01 March 2013 •

Tax Planning

Tax avoidance film scheme ruled unviable

A tax avoidance scheme used by one hedge fund manager to save paying £7.5m in tax has been ruled unviable following a tribunal.

clock 01 March 2013 •
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