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Your profession

Wrap/platforms

Destination sunset clause: A project management checklist for advisers

A project management checklist for advisers

clock 09 June 2015 •

Your profession

Aberdeen acquisitions head to retire after 28 years

Aberdeen Asset Management's head of acquisitions Hugh Little is to retire from the business after almost three decades at the fund house.

clock 09 June 2015 •

Your profession

Succession snaps up adviser for £2.9m

Adviser consolidator Succession group has bought DNG Financial Solutions, its fourteenth member firm buyout en route to a target of 50 firms by end 2017.

clock 08 June 2015 •

Regulation

The blame game: Complaints handling in financial services

'Complaints handling is being scrutinised on a global scale'

clock 08 June 2015 •

Your profession

Bellpenny completes two more IFA buyouts

Consolidator Bellpenny has completed two more IFA acquisitions bringing an additional £56m in funds under management and more than 250 clients.

clock 08 June 2015 •

Regulation

FCA unveils three step process to deal with insistent clients

The Financial Conduct Authority (FCA) has published a paper clarifying its stance on how advisers will be held liable when dealing with insistent clients.

clock 08 June 2015 •

Regulation

Social media compliance: Lessons from across the pond

Lessons from across the pond

clock 05 June 2015 •

Your profession

Sanlam buys 20% stake in Caerus network

Wealth manager Sanlam UK has bought a 20% stake in the Caerus network alongside the firm's entire asset management business.

clock 05 June 2015 •

Regulation

FCA hires enforcement chief from Hong Kong regulator

The Financial Conduct Authority (FCA) has looked east for its new head of enforcement, bringing in the man who currently heads up the same division for the Hong Kong regulator.

clock 05 June 2015 •

Regulation

FCA hits Lloyds with record £117m fine over PPI

State-owned Lloyds Banking Group has been hit with a £117m fine by the Financial Conduct Authority (FCA), the "largest retail fine" it has ever issued.

clock 05 June 2015 •
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