The Financial Conduct Authority (FCA) has published a paper clarifying its stance on how advisers will be held liable when dealing with insistent clients.
The regulator said advisers should ensure they follow three steps when dealing with insistent clients to ensure they have satisfied regulatory requirements. The factsheet followed repeated calls from...
Lied to FCA for several years over qualifications
Integrate net zero targets into regulation
Will be sent later this month
Published 30 March
PA's Good News Bulletin
Canaccord Genuity is acquiring the wealth management business of private bank Adam & Co from Royal Bank of Scotland in a £54m deal.
'Lower than ever reward'